1964_SECURITIES_AND_FUTURES_COMMISSION_ORDINANCE — Page 10

HK Historical Laws 香港歷史法例 All AI Reviewed

CAP. 24]

Securities and Futures Commission

[1989 Ed.

"data equipment" (數碼器材) has the meaning assigned to it by section 27; “data material" (數碼材料) means any document or other material used in connection with or produced by data equipment;

“establishment day" (成立日期) means the day on which section 3 comes into operation;

"Exchange Company" (交易所公司) means-

(a) the Stock Exchange Company; or

(b) the Futures Exchange Company,

and "Exchange Companies" means both of those companies;

"executive director" (執行董事) and "non-executive director" (非執行董事) mean a director of the Commission who is appointed under section 5 as an executive director and a non-executive director thereof, respectively; “exempt dealer" (豁免交易商) has the meaning assigned to it by section 2(1) of the Securities Ordinance (Cap. 333);

"financial resources rules" (財務資源規則) means rules made under section 28; "financial year" (財政年度) means the period specified in section 14(1);

"firm" (商號) has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250);

"function" (職能) includes power and duty;

“futures contract” (期貨合約) has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250);

"Futures Exchange Company" (期貨交易所公司) means the Exchange Company within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250);

"group of companies" (公司集團) has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32);

“officer" (高級人員), in relation to a company, has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32);

"Panel" (審裁小組) means the Securities and Futures Appeals Panel established by section 18;

"property investment arrangements" (物業投資安排) means investment arrangements as defined in relation to property other than securities by section 2 of the Protection of Investors Ordinance (Cap. 335);

"record or other document" (紀錄或其他文件) includes-

(a) a book, voucher, receipt or data material, or information which is recorded in a non-legible form but is capable of being reproduced in a legible form; and

(b) any document, disc, tape, sound track or other device in which sounds or other data (not being visual images) are embodied so as to be capable (with or without the aid of other equipment) of being reproduced and any film (including a microfilm), tape or other device in which visual images are embodied so as to be capable (as aforesaid) of being reproduced;

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CAP. 24] Securities and Futures Commission [1989 Ed. "data equipment" (數碼器材) has the meaning assigned to it by section 27; “data material" (數碼材料) means any document or other material used in connection with or produced by data equipment; “establishment day" (成立日期) means the day on which section 3 comes into operation; "Exchange Company" (交易所公司) means- (a) the Stock Exchange Company; or (b) the Futures Exchange Company, and "Exchange Companies" means both of those companies; "executive director" (執行董事) and "non-executive director" (非執行董事) mean a director of the Commission who is appointed under section 5 as an executive director and a non-executive director thereof, respectively; “exempt dealer" (豁免交易商) has the meaning assigned to it by section 2(1) of the Securities Ordinance (Cap. 333); "financial resources rules" (財務資源規則) means rules made under section 28; "financial year" (財政年度) means the period specified in section 14(1); "firm" (商號) has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250); "function" (職能) includes power and duty; “futures contract” (期貨合約) has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250); "Futures Exchange Company" (期貨交易所公司) means the Exchange Company within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250); "group of companies" (公司集團) has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32); “officer" (高級人員), in relation to a company, has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32); "Panel" (審裁小組) means the Securities and Futures Appeals Panel established by section 18; "property investment arrangements" (物業投資安排) means investment arrangements as defined in relation to property other than securities by section 2 of the Protection of Investors Ordinance (Cap. 335); "record or other document" (紀錄或其他文件) includes- (a) a book, voucher, receipt or data material, or information which is recorded in a non-legible form but is capable of being reproduced in a legible form; and (b) any document, disc, tape, sound track or other device in which sounds or other data (not being visual images) are embodied so as to be capable (with or without the aid of other equipment) of being reproduced and any film (including a microfilm), tape or other device in which visual images are embodied so as to be capable (as aforesaid) of being reproduced; Page 10 Page 11
Baseline (Original)
10 CAP. 24] Securities and Futures Commission [1989 Ed. "data equipment" () has the meaning assigned to it by section 27; “data material" (**) means any document or other material used in connection with or produced by data equipment; “establishment day" (B) means the day on which section 3 comes into operation; "Exchange Company" () means- (a) the Stock Exchange Company; or (b) the Futures Exchange Company, and "Exchange Companies" means both of those companies; "executive director" (##) and "non-executive director" (##) mean a director of the Commission who is appointed under section 5 as an executive director and a non-executive director thereof, respectively; “exempt dealer" (✰✰✰) has the meaning assigned to it by section 2(1) of the Securities Ordinance (Cap. 333); "financial resources rules" (M) means rules made under section 28; "financial year" () means the period specified in section 14(1); "firm" () has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250); "function" (E) includes power and duty; “futures contract” (f) has the meaning assigned to it by section 2(1) of the Commodities Trading Ordinance (Cap. 250); "Futures Exchange Company" () means the Exchange Company within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250); "group of companies" (2) has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32); “officer" (A), in relation to a company, has the meaning assigned to it by section 2(1) of the Companies Ordinance (Cap. 32); "Panel" (E) means the Securities and Futures Appeals Panel established by section 18; "property investment arrangements" (MARK&#) means investment arrangements as defined in relation to property other than securities by section 2 of the Protection of Investors Ordinance (Cap. 335); "record or other document" (*#*#{LXA) includes- (a) a book, voucher, receipt or data material, or information which is recorded in a non-legible form but is capable of being reproduced in a legible form; and (b) any document, disc, tape, sound track or other device in which sounds or other data (not being visual images) are embodied so as to be capable (with or without the aid of other equipment) of being reproduced and any film (including a microfilm), tape or other device in which visual images are embodied so as to be capable (as aforesaid) of being reproduced; Page 10Page 11
2026-05-05 12:01:24 · Baseline
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10

CAP. 24]

Securities and Futures Commission

[1989 Ed.

"data equipment" () has the meaning assigned to it by section 27; “data material" (**) means any document or other material used in

connection with or produced by data equipment;

“establishment day" (B) means the day on which section 3 comes into

operation;

"Exchange Company" () means-

(a) the Stock Exchange Company; or

(b) the Futures Exchange Company,

and "Exchange Companies" means both of those companies;

"executive director" (##) and "non-executive director" (##) mean a director of the Commission who is appointed under section 5 as an executive director and a non-executive director thereof, respectively; “exempt dealer" (✰✰✰) has the meaning assigned to it by section 2(1)

of the Securities Ordinance (Cap. 333);

"financial resources rules" (M) means rules made under section 28; "financial year" () means the period specified in section 14(1);

"firm" () has the meaning assigned to it by section 2(1) of the Commodities

Trading Ordinance (Cap. 250);

"function" (E) includes power and duty;

“futures contract” (f) has the meaning assigned to it by section 2(1) of

the Commodities Trading Ordinance (Cap. 250);

"Futures Exchange Company" () means the Exchange Company within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250);

"group of companies" (2) has the meaning assigned to it by section 2(1)

of the Companies Ordinance (Cap. 32);

“officer" (A), in relation to a company, has the meaning assigned to it by

section 2(1) of the Companies Ordinance (Cap. 32);

"Panel" (E) means the Securities and Futures Appeals Panel

established by section 18;

"property investment arrangements" (MARK&#) means investment arrangements as defined in relation to property other than securities by section 2 of the Protection of Investors Ordinance (Cap. 335);

"record or other document" (*#*#{LXA) includes-

(a) a book, voucher, receipt or data material, or information which is recorded in a non-legible form but is capable of being reproduced in a legible form; and

(b) any document, disc, tape, sound track or other device in which sounds or other data (not being visual images) are embodied so as to be capable (with or without the aid of other equipment) of being reproduced and any film (including a microfilm), tape or other device in which visual images are embodied so as to be capable (as aforesaid) of being reproduced;

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