1964_SECURITIES_(MISCELLANEOUS)_REGULATIONS — Page 9

1988 Ed.]

Securities (Miscellaneous) Regulations

[CAP. 333

A 9

Item

SECOND SCHEDULE

PART I

APPLICATION FEES FOR REGISTRATION OR RENEWAL OF REGISTRATION

1. Dealer (individual)

2. Dealer (corporation)

3. Dealing partnership

4. Dealer's representative

5. Description of registration

Investment adviser (individual)

6. Investment adviser (corporation)

7. Investment advisers' partnership

8. Investment representative

PART II

[Subsidiary]

[reg. 7]

Fee $ 1,300 1,300 1,300 450 1,000 1,000 1,000 450

Item

MISCELLANEOUS FEES

Description Fee $ 1. Issue of a duplicate certificate of registration 50 2. Inspection of the registers kept under section 64(1) of the Ordinance, each inspection 25 However, to follow the exact format required by the instructions (output only HTML using

for paragraphs and
only if absolutely necessary), the corrected version should be presented as follows:

1988 Ed.]

Securities (Miscellaneous) Regulations

[CAP. 333

A 9

Item

SECOND SCHEDULE

PART I

APPLICATION FEES FOR REGISTRATION OR RENEWAL OF REGISTRATION

1. Dealer (individual) $1,300

2. Dealer (corporation) $1,300

3. Dealing partnership $1,300

4. Dealer's representative $450

5. Investment adviser (individual) $1,000

6. Investment adviser (corporation) $1,000

7. Investment advisers' partnership $1,000

8. Investment representative $450

PART II

[Subsidiary]

[reg. 7]

Item MISCELLANEOUS FEES

1. Issue of a duplicate certificate of registration $50

2. Inspection of the registers kept under section 64(1) of the Ordinance, each inspection $25