1988 Ed.]
Securities (Miscellaneous) Regulations
[CAP. 333
A 9
Item
SECOND SCHEDULE
PART I
APPLICATION FEES FOR REGISTRATION OR RENEWAL OF REGISTRATION
1. Dealer (individual)
2. Dealer (corporation)
3. Dealing partnership
4. Dealer's representative
5. Description of registration
Investment adviser (individual)
6. Investment adviser (corporation)
7. Investment advisers' partnership
8. Investment representative
PART II
[Subsidiary]
[reg. 7]
Fee $ 1,300 1,300 1,300 450 1,000 1,000 1,000 450Item
MISCELLANEOUS FEES
Description Fee $ 1. Issue of a duplicate certificate of registration 50 2. Inspection of the registers kept under section 64(1) of the Ordinance, each inspection 25 However, to follow the exact format required by the instructions (output only HTML using for paragraphs and
only if absolutely necessary), the corrected version should be presented as follows:
1988 Ed.]
Securities (Miscellaneous) Regulations
[CAP. 333
A 9
Item
SECOND SCHEDULE
PART I
APPLICATION FEES FOR REGISTRATION OR RENEWAL OF REGISTRATION
1. Dealer (individual) $1,300
2. Dealer (corporation) $1,300
3. Dealing partnership $1,300
4. Dealer's representative $450
5. Investment adviser (individual) $1,000
6. Investment adviser (corporation) $1,000
7. Investment advisers' partnership $1,000
8. Investment representative $450
PART II
[Subsidiary]
[reg. 7]
Item MISCELLANEOUS FEES
1. Issue of a duplicate certificate of registration $50
2. Inspection of the registers kept under section 64(1) of the Ordinance, each inspection $25