1964_SECURITIES_(MISCELLANEOUS)_REGULATIONS — Page 8

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CAP. 333]

Securities (Miscellaneous) Regulations

[1988 Ed.

[Subsidiary]

(3) The Commission shall cause to be published in the Gazette, at least once each year, the names of all mutual fund corporations and unit trusts that are authorized and, where an authorization applies to more than one fund, of the names of the funds.

(L.N. 148/88)

[reg. 6]

FIRST SCHEDULE

CLAIMS NOTICE

SECURITIES ORDINANCE

(Chapter 333)

NOTICE CALLING FOR CLAIMS AGAINST DEPOSIT LODGED WITH THE COMMISSIONER FOR SECURITIES

In the matter of

[name of company]

of

[address]

in Hong Kong.

1. Notice is hereby given that all persons claiming to have sustained pecuniary loss from a default committed in the course of or in connection with the business of the above-named

[name of company]

of dealing in securities are required to deliver to the Commissioner for Securities particulars of their claims in writing on or before the ......... of

19..........

2. Claims not received by the Commissioner on or before the date specified in paragraph 1 above will not be admitted and no payment will be made in respect of those claims.

Dated this

day of

19............

Commissioner for Securities.

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