1964_SECURITIES_(DISCLOSURE_OF_INTERESTS)_ORDINANCE — Page 2

HK Historical Laws 香港歷史法例 All AI Reviewed

1988 Ed.]

Securities (Disclosure of Interests)

[CAP. 396

1

Section

CHAPTER 396

SECURITIES (DISCLOSURE OF INTERESTS)

ORDINANCE

ARRANGEMENT OF SECTIONS

PART I

INTRODUCTORY

1.

Short title and commencement

2.

Interpretation

PART II

DISCLOSURE OF INTERESTS IN SHARES

Page 3

3.

Duty of disclosure: the cases in which it may arise and "the relevant time"

4.

Interests to be disclosed

6

5.

"Percentage level" in relation to notifiable interests

7

6.

The notifiable percentage

7

7.

Time of notification and particulars to be contained

7

8.

Notification of family and corporate interests

9

9.

Agreement to acquire interests in a particular company

10

10.

Duty of disclosure arising under section 9.

11

11.

Duty of persons acting together to keep each other informed

12

12.

Interests in shares by attribution

13

13.

Interests in shares which are to be notified

14

14.

Interests to be disregarded

15

15.

Other provisions about notification under this Part

16

16.

Register of interests in shares....

17

17.

Duty to notify Unified Exchange, Commissioner and Commissioner of Banking of information notified under this Part

18

18.

Company investigations

18

19.

Registration of interests disclosed under section 18

20

Duty to notify Unified Exchange, Commissioner and Commission of Banking of interests disclosed under section 18.

20

21.

Company investigation on requisition by members

20

22.

Company report to members

21

23.

Duty to deliver report prepared under section 22 to Unified Exchange, Commissioner and Commissioner of Banking

24.

Penalty for failure to provide information

25.

Removal of entries from register

26.

Otherwise, entries not to be removed

27.

Inspection of register and reports

22

22

23

24

24

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1988 Ed.] Securities (Disclosure of Interests) [CAP. 396 1 Section CHAPTER 396 SECURITIES (DISCLOSURE OF INTERESTS) ORDINANCE ARRANGEMENT OF SECTIONS PART I INTRODUCTORY 1. Short title and commencement 2. Interpretation PART II DISCLOSURE OF INTERESTS IN SHARES Page 3 3. Duty of disclosure: the cases in which it may arise and "the relevant time" 4. Interests to be disclosed 6 5. "Percentage level" in relation to notifiable interests 7 6. The notifiable percentage 7 7. Time of notification and particulars to be contained 7 8. Notification of family and corporate interests 9 9. Agreement to acquire interests in a particular company 10 10. Duty of disclosure arising under section 9. 11 11. Duty of persons acting together to keep each other informed 12 12. Interests in shares by attribution 13 13. Interests in shares which are to be notified 14 14. Interests to be disregarded 15 15. Other provisions about notification under this Part 16 16. Register of interests in shares.... 17 17. Duty to notify Unified Exchange, Commissioner and Commissioner of Banking of information notified under this Part 18 18. Company investigations 18 19. Registration of interests disclosed under section 18 20 Duty to notify Unified Exchange, Commissioner and Commission of Banking of interests disclosed under section 18. 20 21. Company investigation on requisition by members 20 22. Company report to members 21 23. Duty to deliver report prepared under section 22 to Unified Exchange, Commissioner and Commissioner of Banking 24. Penalty for failure to provide information 25. Removal of entries from register 26. Otherwise, entries not to be removed 27. Inspection of register and reports 22 22 23 24 24
Baseline (Original)
1988 Ed.] Securities (Disclosure of Interests) [CAP. 396 1 Section CHAPTER 396 SECURITIES (DISCLOSURE OF INTERESTS) ORDINANCE ARRANGEMENT OF SECTIONS PART I INTRODUCTORY 1. Short title and commencement 2. Interpretation PART II DISCLOSURE OF INTERESTS IN SHARES Page 3 3 3. Duty of disclosure: the cases in which it may arise and "the relevant time” 4. Interests to be disclosed 6 5. "Percentage level" in relation to notifiable interests 7 6. The notifiable percentage 7 7. Time of notification and particulars to be contained 7 8. Notification of family and corporate interests 9 9. Agreement to acquire interests in a particular company 10 10. Duty of disclosure arising under section 9. 11 11. Duty of persons acting together to keep each other informed 12 12. Interests in shares by attribution 13 13. Interests in shares which are to be notified 14 14. Interests to be disregarded 15 15. Other provisions about notification under this Part 16 16. Register of interests in shares.... 17 17. Duty to notify Unified Exchange, Commissioner and Commissione of Banking of information notified under this Part 18 18. Company investigations ..... 18 19. Registration of interests disclosed under section 18 20. disclose company 19 Duty to notify Unified Exchange, Commissioner and Commission of Banking of interests disclosed under section 18. 20 21. Company investigation on requisition by members 20 22. Company report to members 21 Company 23. Duty to deliver report prepared under section 22 to Unified Exchange, Commissioner and Commissioner of Banking 24. Penalty for failure to provide information 25. Removal of entries from register 26. Otherwise, entries not to be removed 27. Inspection of register and reports 2 2 2 2 2 22 22 23 24 24
2026-05-05 11:50:55 · Baseline
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1988 Ed.]

Securities (Disclosure of Interests)

[CAP. 396

1

Section

CHAPTER 396

SECURITIES (DISCLOSURE OF INTERESTS)

ORDINANCE

ARRANGEMENT OF SECTIONS

PART I

INTRODUCTORY

1.

Short title and commencement

2.

Interpretation

PART II

DISCLOSURE OF INTERESTS IN SHARES

Page

3

3

3.

Duty of disclosure: the cases in which it may arise and "the relevant time”

4.

Interests to be disclosed

6

5.

"Percentage level" in relation to notifiable interests

7

6.

The notifiable percentage

7

7.

Time of notification and particulars to be contained

7

8.

Notification of family and corporate interests

9

9.

Agreement to acquire interests in a particular company

10

10.

Duty of disclosure arising under section 9.

11

11.

Duty of persons acting together to keep each other informed

12

12.

Interests in shares by attribution

13

13.

Interests in shares which are to be notified

14

14.

Interests to be disregarded

15

15.

Other provisions about notification under this Part

16

16.

Register of interests in shares....

17

17.

Duty to notify Unified Exchange, Commissioner and Commissione of

Banking of information notified under this Part

18

18.

Company investigations .....

18

19.

Registration of interests disclosed under section 18

20.

disclose company

19

Duty to notify Unified Exchange, Commissioner and Commission of

Banking of interests disclosed under section 18.

20

21.

Company investigation on requisition by members

20

22.

Company report to members

21

Company

23.

Duty to deliver report prepared under section 22 to Unified Exchange,

Commissioner and Commissioner of Banking

24.

Penalty for failure to provide information

25.

Removal of entries from register

26.

Otherwise, entries not to be removed

27.

Inspection of register and reports

2 2 2 2 2

22

22

23

24

24

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