1964_SECURITIES_(DISCLOSURE_OF_INTERESTS)_ORDINANCE — Page 3

HK Historical Laws 香港歷史法例 All AI Reviewed

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CAP. 396]

Securities (Disclosure of Interests)

[1988 Ed.

Section

PART III

DISCLOSURE OF INTERESTS OF DIRECTORS, CHIEF EXECUTIVES AND

THEIR FAMILIES

28.

Duty of director and chief executive to disclose interests in own listed company

or associated corporation

29.

30.

Sanctions for non-compliance

31.

Extension of section 28 to spouses and children

32.

Duty to notify Unified Exchange Commissioner and Commissioner of

Banking of matters notified under preceding sections

PART IV

POWER TO INVESTIGATE LISTED COMPANY OWNERSHIP

33.

Power to investigate ownership of a listed company

34.

Investigation of share dealings

35.

Inspector's powers during investigation

36.

Production of documents and evidence to inspectors

37.

Delegation of powers by inspectors

38.

Obstruction of inspectors

39.

Inspector's reports

40.

Expenses of investigation of the affairs of a company

41.

Power to impose restrictions on shares and debentures

42.

43.

Power to obtain information as to those interested in shares, etc. Privileged information

PART V

ORDERS IMPOSING RESTRICTIONS ON SHARES

44.

Consequence of order imposing restrictions

45.

Punishment for attempted evasion of restrictions

46.

Relaxation and removal of restrictions

47.

Further provisions on sale by court order of restricted shares

PART VI

MISCELLANEOUS

48.

Offences by corporations

49.

Prosecution of offences

50.

Limitation on commencement of proceedings

Method of giving notification to a listed company

52.

Form of registers and indices

53.

Regulations

54.

Forms

Provisions Supplementing and Interpreting Sections 28 to 31

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CAP. 396] Securities (Disclosure of Interests) [1988 Ed. Section PART III DISCLOSURE OF INTERESTS OF DIRECTORS, CHIEF EXECUTIVES AND THEIR FAMILIES 28. Duty of director and chief executive to disclose interests in own listed company or associated corporation 25 29. Register of directors' interests notified under section 28 26 30. Sanctions for non-compliance 27 31. Extension of section 28 to spouses and children 28 32. Duty to notify Unified Exchange Commissioner and Commissioner of Banking of matters notified under preceding sections 29 PART IV POWER TO INVESTIGATE LISTED COMPANY OWNERSHIP 33. Power to investigate ownership of a listed company 29 34. Investigation of share dealings 30 35. Inspector's powers during investigation 30 36. Production of documents and evidence to inspectors 31 37. Delegation of powers by inspectors 31 38. Obstruction of inspectors 32 39. Inspector's reports 32 40. Expenses of investigation of the affairs of a company 33 41. Power to impose restrictions on shares and debentures 34 42. 43. Power to obtain information as to those interested in shares, etc. Privileged information 34 34 PART V ORDERS IMPOSING RESTRICTIONS ON SHARES 44. Consequence of order imposing restrictions 35 45. Punishment for attempted evasion of restrictions 35 46. Relaxation and removal of restrictions 36 47. Further provisions on sale by court order of restricted shares 37 PART VI MISCELLANEOUS 48. Offences by corporations 37 49. Prosecution of offences 38 50. Limitation on commencement of proceedings 38 Method of giving notification to a listed company 38 52. Form of registers and indices 38 53. Regulations 39 54. Forms 39 Provisions Supplementing and Interpreting Sections 28 to 31 39

Baseline (Original)

2 CAP. 396] Securities (Disclosure of Interests) [1988 Ed. Section PART III DISCLOSURE OF INTERESTS OF DIRECTORS, CHIEF EXECUTIVES AND Page THEIR FAMILIES 28. Duty of director and chief executive to disclose interests in own listed company or associated corporation 25 29. Register of directors' interests notified under section 28 26 30. Sanctions for non-compliance 27 31. Extension of section 28 to spouses and children 28 32. Duty to notify Unified Exchange Commissioner and Commissioner of Banking of matters notified under preceding sections 29 PART IV Power to INVESTIGATE LISTED COMPANY OWNERSHIP 33. Power to investigate ownership of a listed company 29 34. Investigation of share dealings 30 35. Inspector's powers during investigation 30 36. Production of documents and evidence to inspectors 31 37. Delegation of powers by inspectors 31 38. Obstruction of inspectors 39. Inspector's reports 40. Expenses of investigation of the affairs of a company 41. Power to impose restrictions on shares and debentures 42. 43. Power to obtain information as to those interested in shares, etc. Privileged information 88832.8 8 8 2 2 2 32 33 34 34 34 PART V ORDERS IMPOSING RESTRICTIONS ON SHARES 44. Consequence of order imposing restrictions 35 45. Punishment for attempted evasion of restrictions 35 46. Relaxation and removal of restrictions 36 47. Further provisions on sale by court order of restricted shares 37 PART VI MISCELLANEOUS 48. Offences by corporations 37 49. Prosecution of offences 38 50. Limitation on commencement of proceedings 38 Method of giving notification to a listed company 38- 52. Form of registers and indices 38 53. Regulations 39 54. Forms 39 Provisions Supplementing and Interpreting Sections 28 to 31 39 }

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