1988 Ed.]

Securities (Disclosure of Interests)

[CAP. 396

1

Section

CHAPTER 396

SECURITIES (DISCLOSURE OF INTERESTS)

ORDINANCE

ARRANGEMENT OF SECTIONS

PART I

INTRODUCTORY

1.

Short title and commencement

2.

Interpretation

PART II

DISCLOSURE OF INTERESTS IN SHARES

Page 3

3.

Duty of disclosure: the cases in which it may arise and "the relevant time"

4.

Interests to be disclosed

6

5.

"Percentage level" in relation to notifiable interests

7

6.

The notifiable percentage

7

7.

Time of notification and particulars to be contained

7

8.

Notification of family and corporate interests

9

9.

Agreement to acquire interests in a particular company

10

10.

Duty of disclosure arising under section 9.

11

11.

Duty of persons acting together to keep each other informed

12

12.

Interests in shares by attribution

13

13.

Interests in shares which are to be notified

14

14.

Interests to be disregarded

15

15.

Other provisions about notification under this Part

16

16.

Register of interests in shares....

17

17.

Duty to notify Unified Exchange, Commissioner and Commissioner of Banking of information notified under this Part

18

18.

Company investigations

18

19.

Registration of interests disclosed under section 18

20

Duty to notify Unified Exchange, Commissioner and Commission of Banking of interests disclosed under section 18.

20

21.

Company investigation on requisition by members

20

22.

Company report to members

21

23.

Duty to deliver report prepared under section 22 to Unified Exchange, Commissioner and Commissioner of Banking

24.

Penalty for failure to provide information

25.

Removal of entries from register

26.

Otherwise, entries not to be removed

27.

Inspection of register and reports

22

22

23

24

24

Share This Page