1964_SECURITIES_ORDINANCE — Page 8

HK Historical Laws 香港歷史法例 All AI Reviewed

1989 Ed.]

Securities

[CAP. 333

7

CHAPTER 333

SECURITIES

To make provision in relation to stock markets and dealers in securities, to control trading in securities and the business of advising on making investments, and to provide for the protection of investors and associated matters.

(Amended 58 of 1985 s. 32)

[Parts I and II

1 March 1974

L.N. 39 of 1974

Parts III and IV

1 June 1974

L.N. 107 of 1974

Part V

11 October 1974

L.N. 209 of 1974

Parts VI and VII

1 October 1974

L.N. 197 of 1974

Part VIII

29 November 1974

L.N. 247 of 1974

Part IX (other than section 88)

1 January 1977

L.N. 296 of 1976

Section 88

30 December 1977

L.N. 296 of 1976

Part X

19 August 1974

L.N. 166 of 1974

Part XI

Sections 135, 136, 137, 138, 139

1 October 1974

L.N. 197 of 1974

and 141 in Part XII

Part XIIA

Part XIII

6 March 1974

L.N. 93 of 1974

17 February 1978

L.N. 8 of 1978

19 August 1974]

L.N. 166 of 1974

Originally 12 of 1974 L.N. 56 of 1974, L.N. 140 of 1974, 62 of 1976, 8 of 1978, L.N. 92 of 1980, L.N. 101 of 1980, 47 of 1981, L.N. 377 of 1981, 58 of 1985, R.Ed. 1986, L.N. 57 of 1988, 33 of 1988, L.N. 294 of 1988, 10 of 1989, L.N. 259 of 1989, 46/88, 63/90

PART I

PRELIMINARY MATTERS

1. Short title

This Ordinance may be cited as the Securities Ordinance.

2. Interpretation

(1) In this Ordinance, unless the context otherwise requires-

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1989 Ed.] Securities [CAP. 333 7 CHAPTER 333 SECURITIES To make provision in relation to stock markets and dealers in securities, to control trading in securities and the business of advising on making investments, and to provide for the protection of investors and associated matters. (Amended 58 of 1985 s. 32) [Parts I and II 1 March 1974 L.N. 39 of 1974 Parts III and IV 1 June 1974 L.N. 107 of 1974 Part V 11 October 1974 L.N. 209 of 1974 Parts VI and VII 1 October 1974 L.N. 197 of 1974 Part VIII 29 November 1974 L.N. 247 of 1974 Part IX (other than section 88) 1 January 1977 L.N. 296 of 1976 Section 88 30 December 1977 L.N. 296 of 1976 Part X 19 August 1974 L.N. 166 of 1974 Part XI Sections 135, 136, 137, 138, 139 1 October 1974 L.N. 197 of 1974 and 141 in Part XII Part XIIA Part XIII 6 March 1974 L.N. 93 of 1974 17 February 1978 L.N. 8 of 1978 19 August 1974] L.N. 166 of 1974 Originally 12 of 1974 L.N. 56 of 1974, L.N. 140 of 1974, 62 of 1976, 8 of 1978, L.N. 92 of 1980, L.N. 101 of 1980, 47 of 1981, L.N. 377 of 1981, 58 of 1985, R.Ed. 1986, L.N. 57 of 1988, 33 of 1988, L.N. 294 of 1988, 10 of 1989, L.N. 259 of 1989, 46/88, 63/90 PART I PRELIMINARY MATTERS 1. Short title This Ordinance may be cited as the Securities Ordinance. 2. Interpretation (1) In this Ordinance, unless the context otherwise requires-
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1989 Ed.] Securities [CAP. 333 7 CHAPTER 333 SECURITIES To make provision in relation to stock markets and dealers in securities, to control trading in securities and the business of advising on making investments, and to provide for the protection of investors and associated matters. (Amended 58 of 1985 s. 32) [Parts I and II 1 March 1974 L.N. 39 of 1974 Parts III and IV : 1 June 1974 L.N. 107 of 1974 Part V : 11 October 1974 L.N. 209 of 1974 Parts VI and VII : 1 October 1974 L.N. 197 of 1974 Part VIII : 29 November 1974 L.N. 247 of 1974 Part IX (other than section 88) 1 January 1977 L.N. 296 of 1976 Section 88 30 December 1977 L.N. 296 of 1976 Part X * 19 August 1974 L.N. 166 of 1974 Part XI Sections 135, 136, 137, 138, 139 1 October 1974 L.N. 197 of 1974 and 141 in Part XII Part XIIA Part XIII 4. 6 March 1974 L.N. 93 of 1974 * 17 February 1978 L.N. 8 of 1978 : 19 August 1974] L.N. 166 of 1974 Originally 12 of 1974 L.N. 56 of 1974, L.N. 140 of 1974, 62 of 1976, 8 of 1978, L.N. 92 of 1980, L.N. 101 of 1980, 47 of 1981, L.N. 377 of 1981, 58 of 1985, R. Ed. 1986, L.N. 57 of 1988, 33 of 1988, L.N. 294 of 1988, 10 of 1989, L.N. 259 of 1989, 46/88, 63/90 PART I 1. Short title PRELIMINARY MATTERS This Ordinance may be cited as the Securities Ordinance. 2. Interpretation (1) In this Ordinance, unless the context otherwise requires-
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1989 Ed.]

Securities

[CAP. 333

7

CHAPTER 333

SECURITIES

To make provision in relation to stock markets and dealers in securities, to control trading in securities and the business of advising on making investments, and to provide for the protection of investors and associated

matters.

(Amended 58 of 1985 s. 32)

[Parts I and II

1 March 1974

L.N. 39 of 1974

Parts III and IV

:

1 June 1974

L.N. 107 of 1974

Part V

:

11 October 1974

L.N. 209 of 1974

Parts VI and VII

:

1 October 1974

L.N. 197 of 1974

Part VIII

:

29 November 1974

L.N. 247 of 1974

Part IX (other than section 88)

1 January 1977

L.N. 296 of 1976

Section 88

30 December 1977

L.N. 296 of 1976

Part X

* 19 August 1974

L.N. 166 of 1974

Part XI

Sections 135, 136, 137, 138, 139

1 October 1974

L.N. 197 of 1974

and 141 in Part XII

Part XIIA

Part XIII

4.

6 March 1974

L.N. 93 of 1974

* 17 February 1978

L.N. 8 of 1978

: 19 August 1974]

L.N. 166 of 1974

Originally 12 of 1974 L.N. 56 of 1974, L.N. 140 of 1974, 62 of 1976, 8 of 1978, L.N. 92 of 1980,

L.N. 101 of 1980, 47 of 1981, L.N. 377 of 1981, 58 of 1985, R. Ed. 1986, L.N. 57 of 1988, 33 of 1988, L.N. 294 of 1988, 10 of 1989, L.N. 259 of 1989, 46/88, 63/90

PART I

1.

Short title

PRELIMINARY MATTERS

This Ordinance may be cited as the Securities Ordinance.

2. Interpretation

(1) In this Ordinance, unless the context otherwise requires-

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