1964_SECURITIES_ORDINANCE — Page 7

HK Historical Laws 香港歷史法例 All AI Reviewed

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CAP. 333]

Securities

[1989 Ed.

Section Page

Insider Dealing Tribunal

141G. Insider Dealing Tribunal established 92

Inquiries by Tribunal

141H. Inquiries into insider dealings.. 92

141I. Report of Tribunal following inquiry 93

Powers of Tribunal

141J. Application to Tribunal of Commissions of Inquiry Ordinance 94

141K. Further powers of Tribunal to obtain information 94

141L. No privilege allowed except to legal advisers 96

PART XIII

MISCELLANEOUS PROVISIONS

142. Restriction on use of title “underwriter", etc. 96

143. Investment advisory contracts 97

144. Court may make certain orders 98

145. Miscellaneous offences 99

146. Regulations 99

146A. Rules by the Commission 101

147. Liability of directors, etc. 102

148. Commission may prosecute certain offences against this Ordinance 102

149.

150. Amendment of Schedules and certain specified amounts (Repealed) 103

103

Schedule 1. Requirements to be satisfied in relation to offers to acquire securities 103

Schedule 2. Requirements to be satisfied in relation to offers to dispose of securities 104

Schedule 3. Insider Dealing Tribunal 106

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CAP. 333] Securities [1989 Ed. Section Page Insider Dealing Tribunal 141G. Insider Dealing Tribunal established 92 Inquiries by Tribunal 141H. Inquiries into insider dealings.. 92 141I. Report of Tribunal following inquiry 93 Powers of Tribunal 141J. Application to Tribunal of Commissions of Inquiry Ordinance 94 141K. Further powers of Tribunal to obtain information 94 141L. No privilege allowed except to legal advisers 96 PART XIII MISCELLANEOUS PROVISIONS 142. Restriction on use of title “underwriter", etc. 96 143. Investment advisory contracts 97 144. Court may make certain orders 98 145. Miscellaneous offences 99 146. Regulations 99 146A. Rules by the Commission 101 147. Liability of directors, etc. 102 148. Commission may prosecute certain offences against this Ordinance 102 149. 150. Amendment of Schedules and certain specified amounts (Repealed) 103 103 Schedule 1. Requirements to be satisfied in relation to offers to acquire securities 103 Schedule 2. Requirements to be satisfied in relation to offers to dispose of securities 104 Schedule 3. Insider Dealing Tribunal 106

Baseline (Original)

6 CAP. 333] Securities [1989 Ed. Section Page Insider Dealing Tribunal 141G. Insider Dealing Tribunal established 92 Inquiries by Tribunal 141H. Inquiries into insider dealings.. 92 1411. Report of Tribunal following inquiry 93 Powers of Tribunal 141J. 141K. Application to Tribunal of Commissions of Inquiry Ordinance Further powers of Tribunal to obtain information 94 94 141L. No privilege allowed except to legal advisers 96 PART XIII MISCELLANEOUS PROVISIONS 142. Restriction on use of title “underwriter", etc. 96 143. Investment advisory contracts 97 144. Court may make certain orders 98 145. Miscellaneous offences 99 146. Regulations 99 146A. Rules by the Commission 101 147. Liability of directors, etc. 102 148. Commission may prosecute certain offences against this Ordinance 102 149. 150. Amendment of Schedules and certain specified amounts (Repealed) 103 103 Schedule 1. Schedule 2. Requirements to be satisfied in relation to offers to acquire securities Requirements to be satisfied in relation to offers to dispose of securities 103 104 Schedule 3. Insider Dealing Tribunal 106

2026-05-05 12:13:26 · Baseline

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CAP. 333]

Securities

[1989 Ed.

Section

Page

Insider Dealing Tribunal

141G.

Insider Dealing Tribunal established

Inquiries by Tribunal

141H. Inquiries into insider dealings..

1411.

Report of Tribunal following inquiry

Powers of Tribunal

141J.

141K.

Application to Tribunal of Commissions of Inquiry Ordinance

Further powers of Tribunal to obtain information

141L.

No privilege allowed except to legal advisers

PART XIII

MISCELLANEOUS PROVISIONS

142. Restriction on use of title “underwriter", etc.

143.

Investment advisory contracts

144.

Court may make certain orders

145.

Miscellaneous offences

146.

Regulations

146A.

Rules by the Commission

101

147.

Liability of directors, etc.

102

148.

Commission may prosecute certain offences against this Ordinance

102

149.

150.

Amendment of Schedules and certain specified amounts (Repealed)

103

Schedule 1.

Schedule 2.

Requirements to be satisfied in relation to offers to acquire securities Requirements to be satisfied in relation to offers to dispose of securities

103

104

Schedule 3. Insider Dealing Tribunal

106

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