1964_SECURITIES_(DISCIPLINARY_COMMITTEE_PROCEEDINGS)_RULES — Page 1

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6

1978 Ed.]

Securities (Disciplinary Committee Proceedings) Rules

[CAP. 333

E 1

[Subsidiary]

Rule

1.

2.

UNIVERSITY

OF SECURITIES (DISCIPLINARY COMMITTEE

KONG

PROCEEDINGS) RULES

ARRANGEMENT OF RULES

*

LAW

LIBRARY

Citation ...

**

Interpretation ...

PART I

PRELIMINARY

PART II

INQUIRIES

::

::

:::

3.

Allegation to be in writing, with affidavit ...

4.

Transmission of documents

5.

Dismissal without answer by respondent

***

6. Appeal to be in writing

PART III

APPEALS

***

Transmission of documents

PART IV

GENERAL

:::

::

Page +4

E2

N N

E2

E2

E3

E3

E3

E 3

8.

Parties

9.

Further information

10.

Notice of date of hearing

11.

Forms of notice

12.

Inspection of documents

***

13.

Failure to appear

14.

Representation

15.

Hearings to be in camera

16.

Re-hearing after failure to appear

17.

Notification of decision

18.

Withdrawal of proceedings

19.

Adjournments...

20.

Amendment and additional affidavits

***

21.

Shorthand notes

***

22.

Service

23.

24.

Power of Disciplinary Committee to dispense with requirements of rules Extension or abridgement of time

25.

Retention of documents pending appeal

***

E3

E3

***

E3

E 4

E4

***

E 4

E 4

E 4

E 4

E 5

E5

E5

E5

E6

E 6

***

E 6

E6

26. Admission

Schedule. Forms

:::

:::

:::

E7

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6 1978 Ed.] Securities (Disciplinary Committee Proceedings) Rules [CAP. 333 E 1 [Subsidiary] Rule 1. 2. UNIVERSITY OF SECURITIES (DISCIPLINARY COMMITTEE KONG PROCEEDINGS) RULES ARRANGEMENT OF RULES * LAW LIBRARY Citation ... ** Interpretation ... PART I PRELIMINARY PART II INQUIRIES :: :: ::: 3. Allegation to be in writing, with affidavit ... 4. Transmission of documents 5. Dismissal without answer by respondent *** 6. Appeal to be in writing PART III APPEALS *** Transmission of documents PART IV GENERAL ::: :: Page +4 E2 N N E2 E2 E3 E3 E3 E 3 8. Parties 9. Further information 10. Notice of date of hearing 11. Forms of notice 12. Inspection of documents *** 13. Failure to appear 14. Representation 15. Hearings to be in camera 16. Re-hearing after failure to appear 17. Notification of decision 18. Withdrawal of proceedings 19. Adjournments... 20. Amendment and additional affidavits *** 21. Shorthand notes *** 22. Service 23. 24. Power of Disciplinary Committee to dispense with requirements of rules Extension or abridgement of time 25. Retention of documents pending appeal *** E3 E3 *** E3 E 4 E4 *** E 4 E 4 E 4 E 4 E 5 E5 E5 E5 E6 E 6 *** E 6 E6 26. Admission Schedule. Forms ::: ::: ::: E7
Baseline (Original)
6 1978 Ed.] Securities (Disciplinary Committee Proceedings) Rules [CAP. 333 E 1 [Subsidiary] Rule 1. 2. UNIVERSITY OFSECURITIES (DISCIPLINARY COMMITTEE KONG PROCEEDINGS) RULES ARRANGEMENT OF RULES * LAW LIBRARY Citation ... ** Interpretation ... PART I PRELIMINARY PART II INQUIRIES :: :: ::: 3. Allegation to be in writing, with affidavit ... 4. Transmission of documents 5. Dismissal without answer by respondent *** ANA 6. Appeal to be in writing N PART III APPEALS *** Transmission of documents PART IV GENERAL ::: :: Page +4 E2 N N E2 E2 E3 E3 E3 E 3 8. Parties 9. Further information 10. Notice of date of hearing 11. Forms of notice 12. Inspection of documents *** 13. Failure to appear › . 14. Representation 15. Hearings to be in camera 16. Re-hearing after failure to appear 17. Notification of decision 18. Withdrawal of proceedings 19. Adjournments... 20. Amendment and additional affidavits *** 21. Shorthand notes *** 22. Service 23. 24. Power of Disciplinary Committee to dispense with requirements of rules Extension or abridgement of time 25. Retention of documents pending appeal *** E3 E3 *** ཝོ E3 E 4 E4 *** E 4 E 4 E 4 E 4 E 5 ES ES E5 ES ES E6 E 6 *** 确霜 E 6 E6 26. Admission Schedule. Forms : : : : 4. : 4:.. : E7
2026-05-05 11:48:57 · Baseline
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6

1978 Ed.]

Securities (Disciplinary Committee Proceedings) Rules

[CAP. 333

E 1

[Subsidiary]

Rule

1.

2.

UNIVERSITY

OFSECURITIES (DISCIPLINARY COMMITTEE

KONG

PROCEEDINGS) RULES

ARRANGEMENT OF RULES

*

LAW

LIBRARY

Citation ...

**

Interpretation ...

PART I

PRELIMINARY

PART II

INQUIRIES

::

::

:::

3.

Allegation to be in writing, with affidavit ...

4.

Transmission of documents

5.

Dismissal without answer by respondent

***

ANA

6. Appeal to be in writing

N

PART III

APPEALS

***

Transmission of documents

PART IV

GENERAL

:::

::

Page

+4

E2

N N

E2

E2

E3

E3

E3

E 3

8.

Parties

9.

Further information

10.

Notice of date of hearing

11.

Forms of notice

12.

Inspection of documents

***

13.

Failure to appear › .

14.

Representation

15.

Hearings to be in camera

16.

Re-hearing after failure to appear

17.

Notification of decision

18.

Withdrawal of proceedings

19.

Adjournments...

20.

Amendment and additional affidavits

***

21.

Shorthand notes

***

22.

Service

23.

24.

Power of Disciplinary Committee to dispense with requirements of rules Extension or abridgement of time

25.

Retention of documents pending appeal

***

E3

E3

***

ཝོ

E3

E 4

E4

***

E 4

E 4

E 4

E 4

E 5

ES

ES

E5

ES

ES

E6

E 6

***

确霜

E 6

E6

26. Admission

Schedule. Forms

:

:

:

:

4.

:

4:..

:

E7

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