6

1978 Ed.]

Securities (Disciplinary Committee Proceedings) Rules

[CAP. 333

E 1

[Subsidiary]

Rule

1.

2.

UNIVERSITY

OF SECURITIES (DISCIPLINARY COMMITTEE

KONG

PROCEEDINGS) RULES

ARRANGEMENT OF RULES

*

LAW

LIBRARY

Citation ...

**

Interpretation ...

PART I

PRELIMINARY

PART II

INQUIRIES

::

::

:::

3.

Allegation to be in writing, with affidavit ...

4.

Transmission of documents

5.

Dismissal without answer by respondent

***

6. Appeal to be in writing

PART III

APPEALS

***

Transmission of documents

PART IV

GENERAL

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::

Page +4

E2

N N

E2

E2

E3

E3

E3

E 3

8.

Parties

9.

Further information

10.

Notice of date of hearing

11.

Forms of notice

12.

Inspection of documents

***

13.

Failure to appear

14.

Representation

15.

Hearings to be in camera

16.

Re-hearing after failure to appear

17.

Notification of decision

18.

Withdrawal of proceedings

19.

Adjournments...

20.

Amendment and additional affidavits

***

21.

Shorthand notes

***

22.

Service

23.

24.

Power of Disciplinary Committee to dispense with requirements of rules Extension or abridgement of time

25.

Retention of documents pending appeal

***

E3

E3

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E3

E 4

E4

***

E 4

E 4

E 4

E 4

E 5

E5

E5

E5

E6

E 6

***

E 6

E6

26. Admission

Schedule. Forms

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:::

:::

E7

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