1964_SECURITIES_(ACCOUNTS_AND_AUDIT)_REGULATIONS — Page 4

B 4

[Subsidiary]

CAP. 333] Securities (Accounts and Audit) Regulations [1986 Ed.

FORM 2

(Name of dealer or dealing partnership)

Balance Sheet As At

FIXED ASSETS

Immovable property-

(a) in Hong Kong

(b) outside Hong Kong

Other fixed assets

Notes 2 and/or 3.

Notes 2 and/or 3.

Share(s) in the Stock Exchange of Hong Kong

Limited

Shares or Memberships in other exchanges----

(a) local

(b) overseas

Other unquoted investments

Statutory deposits and deposits with exchanges

Other assets (supply details)

CURRENT ASSETS

Listed investments

State the basis of valuation

(if at cost, state the market value)-

(a) in Hong Kong

(b) outside Hong Kong

Amounts receivable arising from the ordinary

course of business of dealing in securities- (a) clients (distinguish clients trading on

margin accounts)

(b) brokers and dealers

LESS: Provision for bad and doubtful debts Other amounts receivable-

(a) secured

(b) unsecured

LESS: Provision for bad and doubtful debts

Payments in respect of the purchase of

securities for which a listing is pending on--

(a) the Unified Exchange

(b) overseas exchanges

Payments in advance

Utility, rent and other deposits

Certificates of deposit, acceptances,

floating-rate notes, and other

negotiable instruments commonly

known as commercial papers

Cash at banks-

(a) general account

(b) trust account

Cash at deposit-taking companies

Other current assets (supply details)

1

Current Year

Last Year

Cost

Depre- ciation

Balance

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