B 4
[Subsidiary]
CAP. 333] Securities (Accounts and Audit) Regulations [1986 Ed.
FORM 2
(Name of dealer or dealing partnership)
Balance Sheet As At
FIXED ASSETS
Immovable property-
(a) in Hong Kong
(b) outside Hong Kong
Other fixed assets
Notes 2 and/or 3.
Notes 2 and/or 3.
Share(s) in the Stock Exchange of Hong Kong Limited
Shares or Memberships in other exchanges----
(a) local
(b) overseas
Other unquoted investments
Statutory deposits and deposits with exchanges
Other assets (supply details)
CURRENT ASSETS
Listed investments
State the basis of valuation (if at cost, state the market value)-
(a) in Hong Kong
(b) outside Hong Kong
Amounts receivable arising from the ordinary course of business of dealing in securities-
(a) clients (distinguish clients trading on margin accounts)
(b) brokers and dealers
LESS: Provision for bad and doubtful debts
Other amounts receivable-
(a) secured
(b) unsecured
LESS: Provision for bad and doubtful debts
Payments in respect of the purchase of securities for which a listing is pending on--
(a) the Unified Exchange
(b) overseas exchanges
Payments in advance
Utility, rent and other deposits
Certificates of deposit, acceptances, floating-rate notes, and other negotiable instruments commonly known as commercial papers
Cash at banks-
(a) general account
(b) trust account
Cash at deposit-taking companies
Other current assets (supply details)
Current Year Last Year Cost Depreciation Balance1