suspended or revoked under section 55 or 56 of the Securities
Ordinance (Cap. 333) or section 35 or 36 of the Commodities Trading
Ordinance (Cap. 250) even if an appeal is made under section 18 or
the time for making such an appeal has not expired, and references in
section 36, 37 or 38 to a registered person shall be construed
accordingly.
(3) The Commission shall not exercise any power conferred on it
by section 36, 37 or 38 with respect to a registered person who is a
member of an Exchange Company unless the Commission has given written
notification of its intention to that Exchange Company.
Restriction of business
36. (1) Subject to section 35, the Commission may by notice in
writing
(a)
prohibit a registered person from
(i) entering into transactions of a class or
description specified in the notice or entering into them
otherwise than in circumstances so specified or to an
extent so specified;
(ii) soliciting business from persons of a class or
description so specified or from persons other than persons
of such a class or description;
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