TNAG-1943-FCO40-2769-Stock-market-and-exchange-rate-in-Hong-Kong-1989 — Page 299

(a)

(e)

Annex B

5

providing for the examination of applicants for registration as dealers, commodity trading advisers, dealers'

and commodity

representatives

advisers'

representatives,

trading and for the

fees to be paid for such examinations;

providing

applicants

the

such

for

Of exemption from taking examinations

subject to such terms and conditions as may be prescribed;

(E)

prescribing

recorded in

Ordinance

registerS;

(g)

empowering

any

(h)

(i)

(j)

(k)

(1)

the

particulars

to

be

kept registers

under this

and the inspection of such

the

Commissioner

errors in any this Ordinance;

of

to

correct

register kept under

empowering the Commissioner, on payment the prescribed fee (if any), to issue duplicate certificates of registration in the event of loss or destruction of the original certificates of registration or duplicate certificates of registration;

requiring dealers and commodity trading advisers to exhibit their certificates or registration at their places of business;

providing for the application of deposits made by or in respect of dealers;

the

particulars

to

be

prescribing recorded in, от in respect of, accounts kept by dealers under this Ordinance;

to

be

the prescribing

particulars recorded in

the profit and loss accounts and balance sheets and the information to be contained in auditor's reports

required Ordinance

be to

the on

lodged

annual

under accounts

this

of

dealers;

(m)

providing for the

remuneration

of an

(n)

auditor appointed under this Ordinance, and for the costs of an audit carried out under this Ordinance;

prescribing any forms for the purposes of

this Ordinance;