TNAG-1943-FCO40-2769-Stock-market-and-exchange-rate-in-Hong-Kong-1989 — Page 279

FCO40 Hong Kong Department Records 聯邦事務部香港部檔案 All

(b)

trading advisers,

dealers' repre

sentatives ог

commodity trading

advisers' repre

sentatives, as the

case may be;

any failure to

observe the terms

and conditions of

a

certificate of

registration;

(c) any act or

omission relating

the conduct of

business of a

dealer, commodity

trading adviser,

dealer's

re

presentative or

commodity trading

adviser's re

>

presentative as

the case дау be,

which i s or i s

likely to be

interest o f

prejudicial to the

members o f the

investing public."

(1) 在第57(a)條之末加上"and"及將 第

fu

E

57(b)及(C)條廢除。

在第 76(1)條的"Compensation" 前

,

"Futures".

82

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