(b)
trading advisers,
dealers' repre
sentatives ог
commodity trading
advisers' repre
sentatives, as the
case may be;
any failure to
observe the terms
and conditions of
a
certificate of
registration;
(c) any act or
omission relating
the conduct of
business of a
dealer, commodity
trading adviser,
dealer's
re
presentative or
commodity trading
adviser's re
>
presentative as
the case дау be,
which i s or i s
likely to be
interest o f
prejudicial to the
members o f the
investing public."
(1) 在第57(a)條之末加上"and"及將 第
fu
E
57(b)及(C)條廢除。
在第 76(1)條的"Compensation" 前
,
"Futures".
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