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Annex
The Fit and Proper Criteria
Code on Investment-Linked Assurance and Pooled Retirement Funds
Guidelines for the Exemption of Listed Companies from the Securities (Disclosure of Interests) Ordinance
Code on Unit Trusts and Mutual Funds
Licensing Information Booklet
Hong Kong Codes on Takeovers and Mergers and Share Repurchases
Code on Immigration-Linked Investment Schemes
Notes to Financial Resources Rules
Code of Conduct for Persons Registered with the Securities and Futures Commission
A Simplified Outline of the Leveraged Foreign Exchange Trading Ordinance, Subsidiary Rules and Guidelines
Core Operational and Financial Risk Management Controls for Over- the-Counter Derivatives Activities of Registered Persons
End/Wednesday, June 28, 1995