THURSDAY, JUNE 2, 1988

KONG.

**

OVERVIEW OF OUR CHAPTER I PROVIDES A BRIEF AND COMPREHENSIVE

STATE OF AFFAIRS THAT REPORT. OUR PRINCIPAL CONCLUSIONS ABOUT THE

LAST YEAR ARE SET OUT IN OBTAINED IN HONG KONG BEFORE OCTOBER 19 PARAS. 1.6 AND 1.7. AS WE SAY IN PARA. 1.6.

..THE CONCEPT OF SELF- IN HONG REGULATION AND MARKET SELF-DISCIPLINE HAD FAILED TO DEVELOP

IS THAT, FACED WITH THIS,

THE WHAT IS EQUALLY UNFORTUNATE

WITH OVERSEEING

HAD THE MARKETS SUPERVISORY BODIES

THAT ALL PARTIES MUST BEAR WE CONSIDER EFFECTIVE CONTROL."

THERE WERE STRUCTURAL AND RESPONSIBILITY FOR THIS STATE OF AFFAIRS:

TWO COMMISSIONS AND OPERATIONAL DEFECTS WITH THE TWO EXCHANGES, THE THE OFFICE OF THE COMMISSIONER FOR SECURITIES. IN PARA. 1.7.

-

CHARGED

LOST SOME

THESE ARE SUMMARISED

OUT OUR STRATEGY AND

OBJECTIVES.

WE

IS

A

AND

NOTABLY

IN CHAPTER III WE SET POINT OUT THAT, IN INTERNATIONAL TERMS, THE HONG KONG STOCK MARKET

OF MARKET

WITH CAPITALISATION, SMALL IN TERMS A FRINGE MARKET NARROW RANGE OF LISTED COMPANIES, AN INADEQUATE SETTLEMENT SYSTEM

KONG LACKING REGULATION. OTHER FINANCIAL SECTORS IN HONG

ARE MORE SIGNIFICANT. GOLD TRADING, BANKING AND FUND MANAGEMENT

-

WE SUMMARISE OUR MAIN OBJECTIVES FOR HONG KONG IN

AND 3.12

-

-

PARAS. 3.11

"

BY

"GLOBAL WE ACCEPT THAT BECOMING A CORNER OF THE SO-CALLED

RISKS, CARRIES

BUT WE BELIEVE OCTOBER MARKETPLACE"

IN ANY DEMONSTRATES THAT THESE PROBABLY CANNOT NOW BE AVOIDED

ON THE INTERNATIONAL CASE. HONG KONG MUST ACT TO CAPITALISE

WHILE MINIMISING THE RISKS IN ITS MARKETS INTEREST

WE BELIEVE, THEREFORE, STRENGTHENING ITS SYSTEMS AND CONTROLS.

BECOME THE PRE-EMINENT CAPITAL THAT HONG KONG SHOULD AIM TO

AND ΤΟ THAT END, SHOULD SEE THE MARKET IN SOUTHEAST ASIA PROGRESSIVE INTERNATIONALISATION OF ITS SECURITIES AN IMPORTANT STRATEGIC OBJECTIVES; BY MEAN THE USE OF HONG KONG'S MARKETS BY ISSUERS, INTERMEDIARIES FROM OUTSIDE THE TERRITORY."

MARKETS AS INTERNATIONALISATION WE INVESTORS AND

HONG KONG HAS EXCELLENT ECONOMIC FUNDAMENTALS ON THESE IN DEVELOPING ITS STOCK MARKETS.

IT SHOULD BUILD

THAT

ESSENTIAL. WE BELIEVE IF THIS 13 TO HAPPEN REFORMS ARE

THINGS: SYSTEMIC STABILITY

THAT (90 HONG KONG SHOULD AIM FOR FOUR

FUNCTIONING MARKETS (SO RISKS ARE MANAGED WELL), ORDERLY AND SMOOTH

THAT THERE THAT ALL THE SYSTEMS OPERATE PROPERLY), FAIR MARKETS (SO

PARTIES TO DEAL ON AN EQUAL IS ADEQUATE DISCLOSURE TO ENABLE ALL FOOTING), AND, WITH ALL THESE, ADEQUATE PROTECTION FOR INVESTORS.

ABSOLUTELY

THE

IN THIS THE CONCEPT OF EFFECTIVE RISK MANAGEMENT IS

THAT FAILED IN OCTOBER THREATENING IT WAS THIS FUNDAMENTAL. SYSTEMIC STABILITY OF THE STOCK AND FUTURES MARKETS.

/WE HAVE ..*

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