2
3.
FRIDAY, MAY 28, 1982
* EMPLOYMENT OF A FRAUDULENT OR DECEPTIVE DEVICE E.G. MARKET
RIGGING IN RELATION TO THE PURCHASE OR SALE OF FUTURES CONTRACTS
* FALSE OR MISLEADING
STATEMENTS FOR THE PURPOSE OF INDUCING THE PURCHASE OR SALE OF FUTURES CONTRACTS
* ACTS RELATING TO ACCOUNTS
AND RECORDS DONE WITH
INTENT TO FALSIFY OR MISLEAD
* FAILURE TO PAY MONEY INTO
A SEGREGATED ACCOUNT AND TO COMPLY WITH RULES CONCERNING THAT ACCOUNT WITH INTENT TO DEFRAUD
* DESTROYING, CONCEALING OR ALTERING ANY BOOK OF ACCOUNT WITH INTENT TO DELAY OR OBSTRUCT AN EXAMINATION OR AUDIT
*
LEAVING HONG KONG WITH
INTENT TO PREVENT, DELAY OR OBSTRUCT AN EXAMINATION OR AUD IT
* UNREGISTERED DEAL ING
A FINE OF $100 000
AND
IMPRISONMENT FOR FIVE YEARS
A FINE OF $100 000 AND
IMPRISONMENT FOR FIVE YEARS
A FINE OF $20 000 AND
IMPRISONMENT FOR ONE YEAR
A FINE OF $50 000 AND
IMPRISONMENT FOR FIVE YEARS
A FINE OF $50 000 AND IMPRISONMENT FOR TWO YEARS
A FINE OF $50 000 AND IMPRISONMENT FOR TWO YEARS
A FINE OF $50 000 AND A DAILY PENALTY OF $500
A FINE OF $1 MILLION AND
IMPRISONMENT FOR SEVEN YEARS
A FINE OF $1 MILLION AND
IMPRISONMENT FOR SEVEN YEARS
A FINE OF $500 000 AND IMPRISONMENT FOR FIVE YEARS
A FINE OF $500 000 AND IMPRISONMENT FOR FIVE YEARS
A FINE OF $500 000 AND IMPRISONMENT FOR FIVE YEARS
A FINE OF $500 000 AND IMPRISONMENT FOR FIVE YEARS
(1) ON INDICTMENT.
A FINE
OF $500 000, IMPRISONMENT FOR FIVE YEARS AND A DAILY PENALTY OF $1 000
/(2) ON LOMMÄRT