CAP. 361]
Stock Exchanges Unification
[1989 Ed.
(d) a body corporate eligible to be a member of the Exchange Company by section 13.
15. Duty of Exchange Company to ensure compliance
by its members with section 65B of the Securities Ordinance
(Replaced 59 of 1985 s. 7)
(1) It shall be the duty of the Exchange Company to ensure compliance by its members with section 65B of the Securities Ordinance (Cap. 333), and by any of its members to whom financial resources rules apply or, in case such rules so apply subject to a condition or other modification, that they are complied with by the member concerned in accordance with the condition or modification.
(2) The Committee shall forthwith notify the Commissioner if it becomes aware-
16-23.
(a) that any member is unable to comply with section 65B and any financial resources rules or, where appropriate, with any such rules as modified; or
(b) of any financial irregularity or other matter which in the opinion of the Committee, indicates or may indicate that the financial standing or integrity of any member is in question.
(Replaced 59 of 1985 s. 7. Amended 10 of 1989 s. 65)
(Repealed 59 of 1985 s. 7)
24-25. (Repealed 59 of 1985 s. 8)
26. Void agreements
Any agreement, whether entered into before or after the commencement of section 9 of the Stock Exchanges Unification (Amendment) Ordinance 1985 (59 of 1985), which has directly or indirectly the effect of making a member of the Exchange Company subject to the control or direction of another, whether as the agent, trustee or nominee of that other or otherwise howsoever shall be void and without effect:
Provided that nothing in this section shall have the effect of avoiding
(a) any partnership agreement for a partnership registered as a dealing partnership under Part VI of the Securities Ordinance (Cap. 333);
* Commencement date
2 April 1986.