1989 Ed.]
Securities
[CAP. 333
99
(3) The Court may, before making an order under subsection (1), direct that notice of the application be given to such persons as it thinks fit or direct that notice of the application be published in such manner as it thinks fit, or both.
(4) The Court may reverse, vary, or discharge an order made by it under this section or suspend the operation of such an order.
145. Miscellaneous offences
Any person who-
(a) obstructs the Commission or any other public officer or any person in the exercise or performance of any power, authority, duty, or function under this Ordinance; or
(b) fails to produce any document that the Commission or a person authorized by the Commission has, pursuant to any provision of this Ordinance, required that person to produce for inspection by the Commission or the person so authorized,
shall be guilty of an offence and shall be liable on conviction to a fine of $5,000 and to imprisonment for 3 months.
(Amended 10 of 1989 s. 65)
146. Regulations
(1) The Commission may make rules for all or any of the following matters (Amended 10 of 1989 s. 65)
(a)-(b) (Repealed 58 of 1985 s. 28)
(c) the class of persons in relation to whom, and the manner and circumstances in which, registered dealers, registered dealing partnerships and registered dealers' representatives may deal in securities; (Amended 58 of 1985 s. 28)
(d) the class of persons in relation to whom, and the manner and circumstances in which, registered investment advisers, registered investment advisers' partnerships and registered investment representatives may carry on business as investment advisers or as investment representatives, as the case may be; (Amended 58 of 1985 s. 28)
(e) prescribing the amount of deposit required to be made for the purposes of section 52, and providing for the application of deposits under subsections (3) and (4) of that section;
(f) requiring registered dealers, registered dealing partnerships, registered investment advisers and registered investment advisers' partnerships to exhibit their certificates of registration at their places of business; (Amended 58 of 1985 s. 28)
Page 100
Page 101
100
CAP. 333]