42
CAP. 333]
Securities
[1989 Ed.
the persons who were partners in such partnership immediately prior to such event and, in the case of any person who is deceased, his personal representative, shall forthwith notify the Commission in writing of the fact. (Added 58 of 1985 s. 16)
(5) Any person who, without reasonable excuse, contravenes any of the provisions of this section shall be guilty of an offence and shall be liable on conviction to a fine of $2,000.
64. Commission to keep a register of dealers, etc.
(Amended 10 of 1989 s. 65)
(1) The Commission shall establish and maintain at its office- (Amended 10 of 1989 s. 65)
(a) a register of dealers in which shall be entered the name of every registered dealer and such other particulars as may be prescribed in relation to registered dealers;
(b) a register of investment advisers in which shall be entered the name of every registered investment adviser and such other particulars as may be prescribed in relation to registered investment adviser;
(c) a register of dealers' representatives in which shall be entered the name of every registered dealer's representative and such other particulars as may be prescribed in relation to registered dealers' representatives;
(d) a register of investment representatives in which shall be entered the name of every registered investment representative and such other particulars as may be prescribed in relation to registered investment representatives; (Amended 58 of 1985 s. 17)
(e) a register of dealing partnerships in which shall be entered the name of the partnership and of each partner thereof together with such other particulars as may be prescribed in relation to registered dealing partnerships; and (Added 58 of 1985 s. 17)
(f) a register of investment advisers' partnerships in which shall be entered the name of the partnership and of each partner thereof together with such other particulars as may be prescribed in relation to registered investment advisers' partnerships. (Added 58 of 1985 s. 17)
(2) The registers kept under this section and, after registration or renewal of registration, as the case may be, all applications made for registration or renewal of registration under this Part shall, during such hours as may be prescribed and on payment of any fee prescribed by regulations, be open to inspection by members of the public.