1989 Ed.]

Securities

[CAP. 333

5

Section

PART XI

INSPECTIONS AND INVESTIGATIONS

Inspections

122-125. (Repealed)

Investigations

126.

Interpretation for the purposes of sections 127 to 134

127.

Investigation by inspector

128.

129.

130.

131.

132.

133.

Notes of examination

Delegation of powers, etc., by inspector

Report of inspector

Privileged communications

Cost of investigation

Concealing, etc., of books relating to securities

134.

Commission may make certain orders

PART XII

PREVENTION OF IMPROPER TRADING PRACTICES

Offences

Page 80

* * * *

80

80

82

82

83

84

84

85

85

135. False markets and trading..

86

136. Employment of fraudulent or deceptive devices etc.

87

137. Restrictions on fixing, etc. prices for securities

87

138. False or misleading statements about securities

87

139.

140. Offences and penalty in relation to sections 135 to 138 (Repealed)

88

88

Action in Tort

141. Liability to pay compensation

88

PART XIIA

INSIDER DEALING

141A. Application of this Part

88

Definition of insider dealing

141B.

141C. Definitions applicable to this Part

141D. When insider dealing takes place Culpability of insider dealing

89

89

90

141E.

141F. Definition of person connected with a corporation Possession of relevant information by public officers

91

92

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