1989 Ed.]
Securities
[CAP. 333
3
Section
PART VII
RECORDS
Page 66.
66. Application of Part VII 46
67. Certain persons to maintain registers of securities 47
68. Certain notices to be given to the Commission 47
48
69. Defences 48
70.
71. Power of Commission to require certain information to be supplied to him .... Power of Commission to supply copy of register 49
49
PART VIII
TRADING IN SECURITIES
72. Offers by dealers 49
73. Calls by registered dealers 51
74. Hawking of securities 52
75. Issue of contract notes 53
76. Dealers not to engage in option or forward trading 54
77. Dealers to provide certain information, etc. to client. 54
78. Certain representations prohibited 55
79. Disclosure of certain interests 55
80.
81. Short selling prohibited Disposition of security documents 57
58
PART IX
ACCOUNTS AND AUDIT
82.
83. Application and interpretation of Part IX Accounts to be kept by dealers 59
59
84. Certain money received by dealer to be paid into a trust account 61
85. Money in trust account not available for payment of debts, etc. 62
63
86. Claims and liens not affected 63
87. Dealer to appoint auditor 63
87A. Dealer's financial year 64
88. Dealer to lodge auditor's report 64
89. Auditor to send report directly to Commission in certain cases 64
90. Power of Commission to appoint auditor 65
91. Power of Commission to appoint an auditor on the application of a client 66
92. Auditor to report to Commission 68
64
64
64
65
66