CAP. 333]
Securities
[1989 Ed.
Section
PART VI
REGISTRATION of Dealers, Investment Advisers, AND REPRESENTATIVES, ETC.
Page 47
47. Application of Part VI
48. Registration as a dealer
49. Registration as an investment adviser
49A. Registration as a dealing partnership
49B. Registration as an investment advisers' partnership
49C.
49D.
50. Dealing directors only to deal on behalf of registered dealing corporations. Supervisory directors of corporations which are registered investment advisers only to carry on the business of an investment adviser for such corporations
51. Grant of certificates of registration
52. Deposit required before registration as a dealer
52A. Accounts of sums deposited under section 52
53. Refusal of registration
53A. Amendment of conditions of certificate of registration
54. (Repealed)
54A. Deemed registration of certain partnerships.
55. Revocation and suspension of certificates of registration in certain cases
56. Powers of Commission in relation to misconduct
57. Effect of revoking or suspending registration
58-59. (Repealed)
60. Exempt dealers
61. Exempt investment advisers
62. Offence to make a false representation for the purpose of obtaining a certificate of registration under this Part
63. Information to be provided by registered person other than a representative, etc.
64. Commission to keep a register of dealers, etc.
65. Publication of names of registered dealers, etc.
PART VIA
SPECIAL PROVISIONS RELATING TO DEALERS
65A. Qualifications for registration as a dealer
65B. Capital requirements for dealers
65C. Failure to comply with section 65B
65D. Books, accounts and records to be produced on demand
24
25
25
26
26
26
27
27
28
28
29
29
32
32
34
34
34
35
37
38
39
39
40
40
41
42
43
43
44
45
46
SOA. Partnerships which may be registered as dealing partnerships or investment advisers' partnerships
SIA. (Repealed)
* 3 2 8 8 8 was removed as it appears to be a page numbering artifact or unrelated to the main text content. If it is relevant, it should be clarified in the original scan context. The rest of the corrections were made according to the rules provided, mainly fixing spacing and formatting issues.