CAP. 24]
Securities and Futures Commission
[1989 Ed.
Section
PART IV
ADDITIONAL REGISTRATION REQUIREMENTS
Page 23
23. Applications under section 51 of Securities Ordinance or section 30 of Commodities Trading Ordinance: supplementary provisions
36
24. Applicant under Securities Ordinance or Commodities Trading Ordinance to furnish information to Commission
40
25. Certificates of registration to continue in force
40
26. Section 23(2) and (3) to apply to inquiries under section 56 of Securities Ordinance or section 36 of Commodities Trading Ordinance
42
27.
28. Registered persons to notify Commission where records etc. kept .........
Financial resources rules
42
46
29. Modification of financial resources rules in particular cases
48
PART V
REGULATION OF REGISTERED PERSONS' BUSINESS, ETC.
Information relating to transactions
30. Supervision
31.
32.
33.
34. Returns
35. Certification to High Court relating to non-compliance under section 30 or 31
Investigations
Production of computerized information
36. Magistrate's warrant
56
62
54
52
50
64
64
37. Destruction etc. of documents
66
68
38. Powers of intervention
68
39. Restriction of business
70
40. Restriction on dealing with assets
70
41. Maintenance of assets
42. Provisions relating to notices under section 39, 40, 41 or 43..........
72
43. Withdrawal, substitution or variation of notices under section 39, 40 or 41
74
44. Appeals against notices under this Part
74
45.
46. Winding-up orders
Receiving orders
74
76