E8
CAP. 333]
Securities (Disciplinary Committee Proceedings) Rules
[1978 Ed.
[Subsidiary]
I,
*
FORM 2
AFFIDAVIT/AFFIRMATION BY COMPLAINANT
[rule 3.]
IN THE MATTER of C.D., a Stock Exchange (or as the case may be) of
and
IN THE MATTER of the Securities Ordinance, Cap. 333.
of
make oath/do solemnly sincerely and truly affirm/and say as follows-
(Here state the facts concisely in
numbered paragraphs, and show
deponent's means of knowledge)
Sworn, affirmed, etc.
* Insert full name, address and description of deponent.
表格二
[規則第三條]
投訴人之宣誓書/確認書
關於某乙,證券交易所(或按情形而定),其地址爲
及
關於證劵條例(香港法例第三三三章)
本人*
(在此以編號分段簡述實情,及說明宣誓人如何得知此事)
宣誓、確認等。
填寫宣誓人之全名、地址及詳情。
FORM 3
NOTICE OF APPEAL UNDER SECTION 58 OF THE SECURITIES ORDINANCE
AGAINST DECISION OF COMMISSIONER
TO: The Securities Commission.
I
of
[rule 6.]
do hereby give you notice of appeal to the Disciplinary Committee under section 58(1) of the Securities Ordinance, Cap. 333, against the decision of the Commissioner for Securities communicated to me by letter dated
19....... that (brief details of decision).
The grounds of this appeal are--
(Here state concisely the grounds of appeal)
In witness whereof I have hereunto set my hand this day of
Signature
19..
Profession,
business or occupation