6
CAP. 335]
Protection of Investors
[1989 Ed.
(c) the issue of a form of application for shares or debentures of a
company, together with-
(i) a prospectus which complies with or is exempt from compliance with Part II of the Companies Ordinance (Cap. 32) or, in the case of a company incorporated outside Hong Kong, complies with or is exempt from compliance with Part XII of that Ordinance; or
(ii) in the case of a body corporate incorporated in Hong Kong which is not a registered company, a document containing the matters specified in paragraph (b)(ii);
(d) the issue of a form of application for the securities of a company in connection with an invitation made in good faith to a person to enter into an underwriting agreement with respect to those securities;
(e) the issue of a prospectus which has been approved by the Commission in relation to a mutual fund corporation or unit trust authorized by the Commission under the Securities Ordinance (Cap. 333);
(f) the issue of a form of application for the shares of a mutual fund corporation or the units of a unit trust, being a mutual fund corporation or unit trust which has been authorized by the Commission, together with a prospectus approved by the Commission;
(fa) the issue of any advertisement, invitation or document (being an advertisement, invitation or document to which this section relates) made in respect of the issue of a certificate of deposit by an authorized institution; (Added 44 of 1989 s. 3)
(fb) the issue of any advertisement, invitation or document (being an advertisement, invitation or document to which this section relates) made in respect of the issue, whether in Hong Kong or elsewhere, of a certificate of deposit by a multilateral agency or an overseas bank which complies with the conditions specified in subsection (6A); (Added 44 of 1989 s. 3)
(fc) the issue of any advertisement, invitation or document (being an advertisement, invitation or document to which this section relates) made in respect of the issue, whether in Hong Kong or elsewhere, of any instrument specified in Part II of the Schedule by an authorized institution, an exempted body or a multilateral agency which complies with the conditions specified in subsection (6B); or (Added 44 of 1989 s. 3)
(g) the issue of any advertisement, invitation or document (being an advertisement, invitation or document to which this section relates) made in respect of any matter not referred to in