52
CAP. 250]
Commodities Trading
[1989 Ed.
100. Report of certain matters regarding shareholders
(1) Where the management committee becomes aware of any matter which adversely affects or is likely to adversely affect the ability of a shareholder to meet his legal obligations as a dealer, the management committee shall report the matter to the Commission in writing as soon as practicable after it becomes aware of the matter.
(2) Where the membership of a shareholder is suspended, or a shareholder is expelled from membership, by the Exchange Company, the management committee shall report the matter to the Commission in writing within 3 trading days after such suspension or expulsion, as the case may be.
(Amended 10 of 1989 s. 65)
101. Notification by dealers of their financial year
Every dealer, other than a director, partner or employee of a corporation or firm who is accredited to the corporation or firm as a dealer, shall notify the Commission in writing of- (Amended 10 of 1989 s. 65)
(a) the period of the financial year adopted by him and of the date
on which it ends; and
(b) any changes in the period of the financial year or the date on
which it ends.
102. Supply of copies of rules to the Commission
The Exchange Company shall furnish promptly to the Commission copies of all rules of a commodity market made or issued and all proposed changes to such rules.
103. Production of records, etc., by
the Exchange Company, etc.
(1) The Exchange Company, and every clearing house, guarantee corporation and dealer shall-
(a) produce such books, accounts and records kept by it or him in connection with or for the purposes of its or his business or in respect of any trading in commodity futures contracts; and
(b) provide such other information relating to its or his business or
any trading in commodity futures contracts,
as the Commission may require.
(2) If the Exchange Company, a clearing house, a guarantee corporation or any dealer, without reasonable excuse, fails to comply with any requirement
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