CAP. 250]
Commodities Trading
[1989 Ed.
Section
29.
30.
Commodity trading adviser's representatives to be registered
Registration of persons under this Part
31.
Deposits to be paid by dealers
32.
Refusal of registration
33.
Disposal and accounts of deposits paid under section 31
33A.
34.
Amendment of conditions of certificate issued under section 30(2). (Repealed)
35.
Revocation of registration
36.
Powers of the Commission in relation to misconduct
37.
38-39. (Repealed)
40.
41.
42.
43.
False representations in obtaining registration Information to be provided by registered persons Commission to keep registers of registered persons. Publication of names of registered dealers, etc.
Effect of revocation or suspension of registration
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PART V
ACCOUNTS AND AUDIT
28
44.
Interpretation
45.
Accounts to be kept by dealers
28
29
45A.
Issue of contract notes
45B.
Dealers to provide certain information, etc. to client.....
30
46.
Monies to be paid into segregated accounts
31
47.
Monies in segregated account not available for payment of debts, etc.
32
48.
Claims and liens on segregated accounts not affected
32
49.
Dealers to appoint auditors
32
50.
Dealers to lodge annual accounts, etc. .....
33
51.
Reports by auditor to the Commission in certain cases
33
52.
Power of Commission to appoint auditor
33
53.
Power of Commission to appoint an auditor on application of client
34
54.
Auditor to report to the Commission
35
55.
Powers of auditors appointed by the Commission
35
56.
Offence to destroy, alter, etc. records
36
57.
Restriction on auditor's and employee's right to communicate certain matters
36
58.
Exchange Company may impose additional obligations on members
37