CODE 18-77

CC MS MARDSEN

MR STONE

SECRET

Reference..

Рас

FROM: D S FISH

HB 4316

(GTN 7 7243 3444)

RECE

DATE: 28 June 1990

7

co Mr Kerby (o/r)

Mr Paul

вет

HONG KONG COMPENSATION/INCENTIVE SCHEME

As requested we have been working on costings for the various scenarios outlined in the draft annex to the compensation/incentive submission.

Mr Stone's draft suggested a range of starting positions: the best case being all existing and contingent HMOCS_remaining until normal-retirement; the more likely (probable") case being based on Hong Kong's best guess; and a pessimistic ("worst") case where only a handful of HMOCS officers remain. The figures we have used are-detailed in Annex A and produce HMOCS in post of:

Maximum

Probable

Worst

1997

- 750

540

170

98

717

378

120

99

691

336

80

2000

665

294

40

01

632

252

02

594

210

03

560

168

04

513

126

05

475

84

06

433

42

The "maximum" is derived from Hong Kong's April estimate. It differs from your figures mainly because it takes account of 80 officers retiring under the special scheme (about which we spoke briefly) and 45 under the limited scheme. Otherwise it follows your pattern of retirements. The "worst" case is fairly arbitrary. We have therefore assumed for costing purposes, that the residue would hang around long enough to collect the incentive payments at the beginning of year 4.

2. Annex B shows the costs of a conventional compensation scheme under each of these possibilities. However such schemes are so attractive that it is unrealistic to believe that, with such a promise, the maximum number of officers would not remain until 1997 to receive their lump sum, gratuity and early pension. The figures therefore assume this, but otherwise conform to the pattern described by Mr Stone. It should be noted that the phased lump sum is payable in full, regardless of whether

an officer remains in service. The "early" payment of gratuity assumes that the scheme is limited to 25% commutation. The pension and gratuity are based on an average 20 years service, 1/50th of salary each year, and an average gratuity multiplier of 16. This gives costs of:

1.

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