CAP.333
Securities
Annex 3
1986 Ed.
Regulations
146. (1) The Governor in Council may, after consultation with the Commission, make regulations for all or any of the following matters
(a) (b) (Deleted, 58 of 1985, s. 28)
(c)
(a)
(e)
the class of persons in relation to whom, and the manner and circumstances in which, registered dealers, registered dealing partnerships and registered representatives may deal in securities; (Amended, 58 of 1985, s.28)
dealers'
investment
advisers'
the class of persons in relation to whom, and the manner and circumstances in which, registered investment advisers, registered partnerships and registered investment representatives may carry on business as investment advisers or as investment representatives, as the case may be; (Amended, 58 of 1985, s.28)
prescribing
the
amount of deposit required to be made for the purposes of section 52, and providing for the application of deposits under subsections (3) and (4) of that section;
(E)
requiring
dealing
investment
investment
exhibit
registered dealers, registered
partnerships,
advisers
registered
and registered
certificates
Of
advisers' partnerships to
their
registration at their places of business;
(Amended, 58 of 1985, s.28)
(9)
prescribing
the
notified
information to for the purposes of
be section
63 (1) (b);
(h) (i) (Deleted, 58 of 1985, s.28)
(k)
prescribing
circumstances
the
manner, time, ΟΙ
for
retaining copies of
circulars for the purposes Of section 79(6); (Amended, 58 of 1985, s.28)