3
(c)
any failure to
observe the terms
and conditions of
a
certificate
registration:
of
any act or
omission relating
to the conduct of
business of a
dealer, investment
adviser or
representative
which i s or
i s.
likely to be
prejudicial to
the
interests
o f
members of the
"
investing public."
將第57條
(1)
第 (1) 款廢除;
(D
2
"Subsection (1)
"廢除,而以"A revocation
or
suspension under this Part"EX
代; 及
0104 Commissioner"
"he" # BB
並分別以
"Commission" "it" ft.
(1)
在第65B(7)條後面加上
68
"8 The Commission may
waive ог modify the
requirements of this