for the purpose of, or otherwise in connection with, an
audit required by section 15.
(3) Where information is disclosed in any of the circumstances
described in subsection (2), neither
(a)
the person to whom that information is disclosed; nor
(b)
any person obtaining or receiving the information, whether
directly or indirectly, from the person referred to in
paragraph (a),
shall disclose the information, or any part thereof, to any other
person without the consent of the Commission.
(4)
Subject to subsection (5), the chairman or any other
director of the Commission or any person employed in the
administration of this Ordinance shall not directly or indirectly
effect or cause to be effected, on his own account or for the benefit
of any other person, any transaction regarding securities or a
futures contract
(a)
which he knows to be subject to investigation or
proceedings by the Commission under this Ordinance or
otherwise under consideration by the Commission, or the
subject of other proceedings under this Ordinance;