(5)
For the purposes of subsection (2), the Commission may take
into account any decision relating to authorization made in relation
to the applicant by an authority (in Hong Kong or elsewhere) which in
the opinion of the Commission performs any function similar to a
function conferred on the Commission by this section, section 51 of
the Securities Ordinance (Cap. 333) or section 30 of the Commodities
Trading Ordinance (Cap. 250).
may
(6)
For the purposes of subsections (2) and (3), the Commission
(a)
take into account any matter relating to
(i) any person who is or is to be employed by, or
associated with, the applicant for the purposes of the
proposed business to which the application relates;
(ii) any person who will be acting as a representative
in relation to such business;
(iii) where the applicant is a company, any director or
officer of the company, any other company in the same group
of companies or to any director or officer of any such
other company; and
(iv) where the applicant is a partnership or a firm,
any of the partners; and