-

5

family

related

closely-owned by

a large extent with

The smaller banks,

will shareholders

traditionally

business to

undoubtedly be

interests and doing

affected

limitation on loans provisions of the Bill (clauses

(clauses 79-95), and

not

capital adequacy

ratios.

by the

Whether the

likely

proverbial

for

smaller banks smaller

"man

the

the

in

increasing

only by disappearance of the limited number of remaining

service capability for

and

their

the

street"

is

a

proper

price

to

pay

sophistication and size of Hong Kong as

of

a financial market place

is in any event inevitable

or

Historical

ΟΙ international standing, actually preferred, is perhaps an academic question. examples can likely be found of banks which survived because of the concentration of risk to a single name or sector affiliated

with it, while other banks with an

diversified acceptable exposure and fully supervised got concurrently into difficulties.

also be welcomed in the Bill is the

should What

the Third (in

with

Schedule) of some

off-balance

inclusion

sheet

risks, given the concern of bank supervisory authorities in many

the growing practice countries

of securisation of debt.

and time Only

will tell

the experience

whether

risk

classifications are realistic and do in fact correspond to actual loss experience of a sufficiently representative sample of financial institutions governed by the Bill.

the

The Banking Bill classifies perpetual floating rate notes as capital, and those issued and qualifying for purposes of clause 3 of the Third Schedule amount to over US$ 8 billion, of which US$ 1 billion is said to be held in Hong Kong. An issuing bank is allowed to count the notes for not more than half of its paid-up capital, but since they qualify as share capital in the application of clause 87, subject to the exemptions of sub-clause (2) thereof, institutions governed by the Bill holding such notes will face restrictions. Claims that this will affect the issue,

the

price of these

and trading,

consequently

the

notes

are

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