4c
SECURITIES COMMISSION AND OFFICE OF THE COMMISSIONER FOR SECURITIES
(2404 & 2510 of Connaught Centre, Connaught Road Central, Hong Kong)
Commissioner for Securities
(5-235457) &
(5-259361) & (5-255986)
Assistant Commissioner for
Securities
(5-259361) & (5-265986)
To administer the Securities Ordinance, the Protection of Investors Ordinance and the Commoditica Trading Ordinance, including rules and regulations made thereunder; the Vode on Take-overs and Mergers; and the new code on Unit Truste and Mutual Funds. To advise the Chairman of the Securities Commission and the Commodities Trading Commission on the regulation of exchanges procedures and other matters concerned with trading in securities and commodities. To administer various compensation funds
established under the Securities Ordinance and the Commodities Trading Ordinance. To liaise with the Hong Kong Federation of
Stock Exchanges and the Commodity Exchange. To implement the recommendations contained
in the Second Report of the Companies Law Revision Committee.
To keep under regular review the effectiveness
of existing legislation and to advise on necessary amendments or on the need for fresh legislation.
Committees
Chairman of the Takeovers Committee, the
Committee on Unit Trusts and Mutual Funds and the Working Party on Unification. Member of the Securities Commission and the
Commodities Trading Commission.
To assist the Commissioner for Securities in:
the administration of the Securities
Ordinance, the Protection of Investors Ordinance and the Commodities Trading Ordinance, Including rules and regulations made thereunder; the Code on Take-overs and Mergers; and the code on Unit Trusts and Mutual Funds.
the implementation of the recommendations contained in the Second Report of the Companies Law Revision Committee.
the administration of the various compensation
funds established under the Securities
Ordinance and the Commodities Trading Ordinange.
Liaison with the Hong Kong Federation of
Stock Exchange and the Commodity Exchange, general administration of the office.
Committees
Secretary, Securities Commission, Commodities
Trading Commission and Take-overs Committee. To represent the Commissioner for Securities at
the Stock Exchanges Compensation Fund Committee and Commodity Exchange Compensation Fund Committee.