ENG-2013 — Page 107

Hong Kong Year Books 香港年報 All

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Financial and Monetary Affairs

Statistics on Securities Market (Main Board and GEM)

2011

2012

2013

Number of listed companies (year-end)

1,496

1,547

1,643

Total market capitalisation (year-end) ($ billion)

17,537

21,950

24,043

Total equity funds raised ($ billion)

490

305

379

Total securities market turnover ($ billion)

17,154

13,301

15,265

Total number of shares traded (billion)

39,907

33,968

34,440

Number of derivative warrants (DWs)

4,027

3,747

4,715

listed (year-end)

Turnover of DWS ($ billion)

2,630

1,646

1,783

Number of Callable Bull/Bear Contracts (CBBCs)

901

1,214

1,620

listed (year-end)

Turnover of CBBCs ($ billion)

1,852

1,533

1,269

Number of ETFs listed (year-end)

77

100

116

Turnover of ETFs ($ billion)

545

522

903

In the derivatives market, around 130 million futures and options contracts were traded in 2013, 8.5 per cent more than in 2012. Trading of major derivatives products included Hang Seng Index (HSI) Futures with total turnover of 19.6 million contracts; H-shares Index Futures with total turnover of 20.9 million contracts; HSI Options with total turnover of 8.6 million contracts; H-shares Index Options with total turnover of 8 million contracts; and Stock Options with total turnover of 60.8 million contracts.

Statistics on Derivatives Market Turnover (million contracts)

2011

2012

2013

All options and futures contracts

140

120

130

Of which:

HSI Futures

23

20

20

H-shares Index Futures

15

16

21

HSI Options

11

9

9

H-shares Index Options

4

6

8

Stock Options

74

56

61

At the end of 2013, there were 29 automated trading services providers, comprising mainly foreign exchanges and regulated entities, authorised by the SFC to provide automated trading services in Hong Kong. Automated trading services are services provided by means of electronic facilities, not being facilities provided by a recognised exchange company or a recognised clearing house, to transact or settle transactions in securities or futures contracts.

Securities and Futures Commission

The SFC is the statutory regulator of Hong Kong's securities and futures markets. The SFC's work is defined and governed by the Securities and Futures Ordinance and broadly speaking can be

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