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    {
        "id": 207374,
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        "series_slug": "histsyn-rashkb-journal-engine",
        "series_title": "RASHKB Journal 皇家亞洲學會香港分會學刊",
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        "document_key": "RAS-1975",
        "page_number": 142,
        "title": "RAS-1975",
        "content_text": "134\n\nRICHARD J. SMITH\n\n15 Cited in Mary Ferenczy, \"Chinese Historiographers' Views on Barbarian-Chinese Relations (14-16th C.), Acta Orientalia, 21.3 (1968), 356-357.\n\n16 See Su Ch'ing-pin, 1-2, 596-597. As might be expected, the vocabulary of submission was highly refined, and often connected with the idea of return (kuei): Some common terms included: \"[to come to] adhere to China' (nei-fu); “return and submit” (kuei-fu or kuei-chiang); “return to loyalty\" (kuei-chung); “turn toward [Chinese] civilization” (hsiang-hua), etc. Related terms referring to specific values included \"return to sincerity\" (kuei-ch'eng), \"return to right behavior\" (kuei-i) and “return to virtue\" (kuei-te). For the use of these various expressions in the context of employing foreigners in military affairs, consult Li Te-yü, chüan 2, 8, 10-11; chüan 5, 31, 34; chüan 7, 56-57; chüan 8, 59, 60-61; chüan 13, 101-103, 104, 108-109; chüan 14, 117; chüan 19, 159-160. See also Michael Loewe, \"Chinese Relations with Central Asian, 260-90,\" in the Bulletin of the London School of Oriental and African Studies, 32 (1969), 100.\n\n17 For a discussion of the circumstances under which a foreigner might gravitate to China, see Su Ch'ing-pin, 1-3 and especially 596-597; also Ch'u Tung-tsu, Han Social Structure (Seattle and London, 1972), 138-139; L. S. Yang, \"Hostages in Chinese History,\" Harvard Journal of Asiatic Studies, 15 (1952), 512; Wang Yi-t'ung, \"Slaves and Other Comparable Social Groups during the Northern Dynasties (386-618),\" HJAS, 16 (1953), 295; Yu Ying-shih, Trade and Expansion in Han China (Berkeley and Los Angeles, 1967); Colin Mackerras, trans., The Uighur Empire (Columbia, S.C., 1972) and the numerous works by Henry Serruys in HJAS 17 (1954) and 22 (December, 1957), Oriens Extremus 6 (1959) and 8 (1961), Monumenta Serica 25 (1966), etc.\n\n18 See the informative discussion of Chinese stereotypes regarding barbarians in Earl Swisher, China's Management of the American Barbarians (New Haven, 1951), 43-53.\n\n19 Cited in Yang, \"Historical Notes,\" 28.\n\n20 Ibid., 28-29.\n\n21 Ibid., 31.\n\n22 Ch'ien and Goodrich, 8. \"Before the Yuan, people of the Western Regions who served as officials in China were mostly military men; very few distinguished themselves in cultural affairs.\"\n\n23 See Henry Serruys, \"Mongols Ennobled during the Early Ming,” HJAS, 22 (December, 1957). For the use of the term \"turning toward Chinese civilization” (hsiang-hua) with reference to the submission of Chinese rebels, see IWSM, TC 12:26.\n\n24 See, for example, Serruys, \"Were the Ming against the Mongols,\" 136ff.; also note 43.\n\n25 Cited in Derk Bodde, China's First Unifier: A Study of the Ch'in Dynasty as Seen in the Life of Li Ssu, 280 (?)-208 B.C. (Leiden, 1938), 14-15. For background on Yu Yü, consult Edouard Chavannes (trans.), Les mémoires historiques de Se-ma Ts'ien (Paris, 1895-1905), II: 40-45; also Shih chi, 5: 15b-17b; 68: 7b-8; 83: 13a-b; 87: 3a-b; 110: 4b.\n\n26 IWSM, TC 79; 11; Ch'ing-chi wai-chiao shih-liao [Historical materials on late Ch'ing foreign relations], (Peiping, 1932; hereafter WCSL) 129: 17.\n\n27 See Yu cited in note 17.\n\n28 See Michael Loewe, \"The Campaigns of Han Wu-ti,” in Frank A. Kierman, Jr. and John K. Fairbank, eds., Chinese Ways in Warfare (Cambridge, Mass., 1974), 79 and 89; Chun-chu Chang, \"Military Aspects of Han",
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        "id": 207375,
        "series_id": 26,
        "series_slug": "histsyn-rashkb-journal-engine",
        "series_title": "RASHKB Journal 皇家亞洲學會香港分會學刊",
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        "document_key": "RAS-1975",
        "page_number": 143,
        "title": "RAS-1975",
        "content_text": "EMPLOYMENT OF FOREIGN MILITARY TALENT\n\n135\n\nWu-ti's Northwestern Campaigns,\" HJAS, XXVI (1966), 170, 172-173; Yü, 14; Lattimore, 485. Northern barbarian cavalry units were designated Hu-ch'i; southern barbarian units were called Yueh-ch'i.\n\n29 Michael Loewe, \"The Case of Witchcraft in 91 B.C.,\" Asia Major, XV.2 (1970), 180-181 traces Chin's career, major offices, and impact. See also Han-shu, 7: 1b; 38: 21ff; 68: 2a-b, 20b; 112: 16a-b.\n\n30 G. Haloun, \"The Liang-chou Rebellion 184-221 A.D.,\" Asia Major, I (1949-1950), 119; 121. Note the interesting case of Chao Hsin, discussed in Loewe, \"The Campaigns,\" 79.\n\n31 WSM, TC 79; 11; WCSL, 129: 17.\n\n32 Cited in Ch'ien and Goodrich, 9.\n\n33 See, for example, Yü, 205; Chi Ch'ao-ting, Key Economic Areas in Chinese History (New York, 1963), 99; Eberhard, 126; etc.\n\n34 Mackerras, 56-61, especially 60-61.\n\n35 See Su Ch'ing-pin, 399; Yüan, 160; Gabriella Molé, The T'u-yü-hun from the Northern Wei to the Time of the Five Dynasties (Rome, 1970), 157, 163, 167, 169, 180.\n\n36 See Yüan, 153-163; Su Ch'ing-pin, 589.\n\n37 See Wang Kung-wu, The Structure of Power in North China During the Five Dynasties (Kuala Lumpur, 1962); also Su Ch'ing-pin, 399.\n\n38 The preface to this work is very illuminating. Therein, Li Te-yü describes the general circumstances of Wen-mo-ssu's submission, making repeated reference to past experience with submissive barbarians and lauding the present emperor's virtue. After extolling Wen-mo-ssu's merits, Li suggests that just as the Hsiao-ching (Classic of Filial Piety) defines the proper relationship of ruler and minister, father and son, so the I-yü kuei-chung chuan defines the proper behavior of foreign employees in the Chinese service. Implicit in the comparison is the idea that Li is to T'ang Wu-tsung what Tseng Ts'an was to Confucius. For further information on Wen-mo-ssu, see Chang Ch'ün, T'ang-tai hsiang-hu an-chih k'ao [An examination of the treatment of surrendered barbarians in the Tang dynasty]. Hsin-Ya hsieh-pao [New Asia College Journal], 1.1 (August, 1955), 310-311; James R. Hamilton, Les Ouïghours à l'époque des Cinq Dynasties d'après les documents chinois (Paris, 1955), 69, 71, 153-154; Su Ch'ing-pin, 397; Hsin T'ang-shu, 217(B) [lieh-chuan, 142 hsia]: 1-3; T'ang-shu, lieh-chuan, 145: 13-14.\n\n39 Li Te-yü, 2: 10-11; see also ibid., 7: 56; 8: 57; etc.\n\n40 Ibid., 2: 11.\n\n41 Ibid., 5: 29, 31; 5: 33-35; 7: 56; 8: 59-60; 13: 101-109; 19: 159-160.\n\n42 See Mackerras, 14-47; also Li Te-yü, 14: 116-119. Tseng Kuo-fan undoubtedly had the T'ang experience in mind when he wrote: \"Since ancient times outer barbarians (wai-i) have assisted China; but in each case, after success, there have been unexpected demands,\" IWSM, HF 71: 10b.\n\n43 Howard Levy, Biography of An Lu-shan (Berkeley, 1961), 17-20.\n\n44 See Richard J. Smith, “Chinese Military Institutions in the Mid-Nineteenth Century, 1850-1860,\" Journal of Asian History 8.2 (1974), 124-125; also Lo Jung-pang, \"The Decline of the Ming Navy,\" Oriens Extremus, 5 (1958), 165-168.\n\n45 Sung-shih, 472: 18-21; Liu Sheng-mu, Ch'ang-ch'u-chai hsü-pi [Supplementary writings from the Ch'ang-ch'u study] (preface date 1929), 5: 146.",
        "txt_file_path": "txt/dfo323lmgvd/RAS-1975.txt",
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    {
        "id": 207376,
        "series_id": 26,
        "series_slug": "histsyn-rashkb-journal-engine",
        "series_title": "RASHKB Journal 皇家亞洲學會香港分會學刊",
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        "document_key": "RAS-1975",
        "page_number": 144,
        "title": "RAS-1975",
        "content_text": "136\n\nRICHARD J. SMITH\n\n46 See K. A. Wittfogel and Feng Chia-sheng, History of Chinese Society, Liao (907-1125) (Philadelphia, 1949), 8-10; also Igor de Rachewiltz, “Yeh-lü Ch'u-ts'ai (1189-1243); Buddhist Idealist and Confucian Statesman\" in Arthur F. Wright and Denis Twitchett, Confucian Personalities (Stanford, 1962).\n\n47 Wittfogel and Feng, 9.\n\n48 See Herbert Franke, \"Sino-Western Contacts under the Mongol Empire,” Journal of the Hong Kong Branch of the Royal Asiatic Society 6 (1966), 52.\n\n49 Kuwabara, 96-99.\n\n50 See Henry Serruys, \"Mongols Ennobled during the Early Ming,” HIAS, 22 (1959); also Serruys, \"Landgrants to the Mongols in China: 1400-1460,” Monumenta Serica, 25 (1966), especially 394. As had been the case with other barbarians in China's past, the use of Mongol and Jurched troops in the Ming could be a liability as well as an asset. See Serruys, \"Sino-Jürched Relations During the Yung-Lo Period (1403-1424),” Göttinger Asiatische Forschungen (Weisbaden, 1955); 67-68, 71.\n\n51 See the summary discussion in Immanuel C. Y. Hsü, The Rise of Modern China (London and Toronto, 1975), 138-139; also George L. Harris, \"The Mission of Matteo Ricci, S.J.: A Case Study of an Effort at Guided Culture Change in China in the Sixteenth Century,” Monumenta Serica, 25 (1966).\n\n52 James B. Parsons, Peasant Rebellions of the Late Ming Dynasty (Tucson, 1970), 129.\n\n53 C. R. Boxer, \"Portuguese Military Expeditions in Aid of the Mings Against the Manchus, 1621-1647,\" T'ien-Hsia Monthly, VII (1938); S. Y. Teng and John K. Fairbank, China's Response to the West: A Documentary Survey, 1839-1923 (New York, 1970), 13; North-China Herald, January 10, 1852. Boxer, 32, offers the explanation that the expedition was undermined by Cantonese who feared that the Portuguese, if successful, would be granted extended trading rights, while the North-China Herald suggests that when the men reached Nan-ch'ang they were ordered to return because \"the contemptible figure they presented completely disappointed expectation.\" It is probable that each of these interpretations has a measure of validity.\n\n54 Serruys, \"Were the Ming,” 136.\n\n55 Boxer, 35.\n\n56 Wills, Guns, Pepper and Parleys, especially chapter 2; Fu Lo-shu, A Documentary Chronicle of Sino-Western Relations (1644-1820) (Tucson, 1966), I: 32-33, 58; Teng and Fairbank, 34.\n\n57 The Ch'ing did, however, ally with the Russians against the Dzungars during the K'ang-hsi period and the Ch'ien-lung emperor did make good use of Western cannon (Hsi-yang p'ao) in his famous campaigns. See, for example, IWSM, TC 9: 30a-b; also Teng and Fairbank, 34; Swisher, 697.\n\n58 See Immanuel C. Y. Hsü, \"Russia's Special Position in China during the Early Ch'ing Period,\" Slavic Review, 13.4 (December, 1964).\n\n59 Chinese Repository 11: 64; Swisher, 98-99.\n\n60 See Masataka Banno, China and the West, 1858-1861 (Cambridge, Mass., 1964), especially 45-53, 207-209; Swisher, 683-697.\n\n61 See, for example, IWSM TC 22: 11b-13b; also Richard J. Smith, \"Foreign-Training and China's Self-Strengthening: The Case of Feng-huang-shan, 1864-1873,” Modern Asian Studies, 10.12 (1976).\n\n62 For the use of this expression (or a variant) as late as the 1890's see WCSL 101: 9 and 129; 16.",
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    {
        "id": 207378,
        "series_id": 26,
        "series_slug": "histsyn-rashkb-journal-engine",
        "series_title": "RASHKB Journal 皇家亞洲學會香港分會學刊",
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        "document_key": "RAS-1975",
        "page_number": 146,
        "title": "RAS-1975",
        "content_text": "138\n\nRICHARD J. SMITH\n\n86 See Smith, \"Foreign-Training;\" also Yang-wu yün-tung [The “foreign matters\" movement] (Shanghai, 1961), 3: 463, 469, 492, 599, 613, etc.\n\n87 IWSM, TC 22: 12-13b; 23: 42-43.\n\n88 See the IWSM references cited in note 85. Pennell became fully sinicized, shaving his head, changing to Chinese clothing, learning Chinese, marrying a Chinese, and finally petitioning to be registered as a native of Ho-fei, Anhwei. Mesny, too, was attracted by Chinese civilization, thus reinforcing the persistent notion of barbarian \"transformation\". See especially the memorial by Wu Tang and Ch'ung-shih in 1870 requesting that Mesny be advanced to the rank of lieutenant-colonel (ts'an-chiang) and awarded the peacock feather for his efforts against the Miao. This memorial was in many respects a replica of Hsueh Huan's request for similar awards to be granted to Ward in 1862.\n\n89 Examples in IWSM and WCSL abound. See also Fairbank, \"The Early Treaty System,\" esp. 264-265; John Schrecker, Imperialism and Chinese Nationalism (Cambridge, Mass., 1971), 50. Traditional attitudes were, of course, reinforced by the examination system. One of the topics for the metropolitan examinations in 1880 was the following quotation: \"By indulgent treatment of men from a distance they are brought to resort to him from all quarters. And by kindly cherishing the princes of the states, the whole empire is brought to revere him.\" Cited in the North-China Herald, May 18, 1880.\n\n90 See, for example, WCSL 101: 9; 129: 17.\n\n91 See especially K. C. Liu, \"The Confucian as Patriot and Pragmatist: Li Hung-chang's Formative Years, 1823-1866,\" HJAS, 30 (1970); David Pong, \"Confucian Patriotism and the Destruction of the Woosung Railway, 1877,\" Modern Asian Studies, 7.4 (1973).\n\n**\n\n92 For a discussion of the concept of r'i-chih, see Immanuel Hsü, China's Entrance into the Family of Nations (Cambridge, Mass., 1960).\n\n93 See Ella Lonn's Foreigners in the Confederacy (Chapel Hill, 1940) and Foreigners in the Union Army and Navy (Baton Rouge, 1951).\n\n94 See, for example, Ernst Presseisen, Before Aggression: Europeans Prepare the Japanese Army (Tucson, 1965); Noboru Umetani, \"Foreign Nationals Employed in Japan during the Years of Modernization,\" East Asian Cultural Studies, 10.1 (March, 1971).\n\n95 What differed was China's international situation. China had to endure far more political, economic and military pressure from the European powers than either the United States or Japan in the nineteenth century.\n\n96 The great majority of Japanese military employees in the latter half of the nineteenth century neither became Japanese subjects nor accepted Japanese culture. See, for example, Presseisen, 112.\n\n97 See the discussion in Smith, \"Foreign-Training.\"",
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        "series_title": "RASHKB Journal 皇家亞洲學會香港分會學刊",
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        "document_key": "RAS-1978",
        "page_number": 54,
        "title": "RAS-1978",
        "content_text": "38\n\nRICHARD J. SMITH\n\n1: 15-24; Japanese Imperial General Staff, History of the War between Japan and China, 1: 26-29; Vladimir, 255; Wallach, 718.\n\n74 CJCC, 1: 63; Japanese Imperial General Staff, History of the War between Japan and China, 1: 30-32; Rawlinson, 174-177, 180.\n\n75 See, for example, Presseisen, 140-141; Vladimir, 112, 118, 164, 242-243, 260; Wallach, 718-719.\n\n76 Wang Chia-chien, \"Ch'ing-chi ti Hai-chün ya-men (1885-1895),\" Chung-kuo li-shih hsüen-hui shih-hsien chi-k'an, no. 5; Rawlinson, 186; Vladimir, 281.\n\n77 See, for example, Chang Yin-lin, \"Chia-wu Chung-kuo hai-chün chan-chi k'ao,\" Ch'ing-hua hsüeh-pao, 10.1 (January, 1935); also CJCC, 4: 72-82, 166-244, 245-271, etc.\n\n78 See Dorwart, 112-113; Cavendish, 717.\n\n79 NCH, January 14, 1898; Vladimir, 267-268,\n\n80 NCH, January 14, 1898; Vladimir, 243.\n\n81 For the participation of Tientsin Military Academy graduates in the early stages of the war, consult CJCC, 1: 18.\n\n82 Vladimir, 126, 193, 248.\n\n83 For criticisms of China's officer corps by foreign contemporaries, consult Du Boulay, 8, 11, 160; Bujac, 217; Brassey, 128-129, 139, 143; NCH, October 19, 1894; etc.\n\n84 Cavendish, 722.\n\n85 Vladimir, 124, 153-154, 192, 198-199, 208, 217, 277; also Wallach, 695, 719; CJCC, 1: 236, 256, 276, etc.\n\n86 Wallach, 709, 712-713; Vladimir, 109, 150, 231, 256; Sauvage, 221.\n\n87 Brassey, 139,\n\n88 Cavendish, 721.\n\n89 Brassey, 127.\n\n90 Vladimir, 251-252; Du Boulay, 73.\n\n91 See Rawlinson, 174-185; CJCC, 1: 34, 63-69, 239-245.\n\n92 Rawlinson, 188-190.\n\n93 See ibid., 175-187; Brassey, 90, 92, 99-101, 110, 115, 120, 124, 127; NCH, February 1, February 8, and March 22, 1895.\n\n94 NCH, January 25 and February 1, 1895.\n\n95 See Powell, 71-72; WCSL, 101: 6b-10; Liu Feng-han, Hsin-chien fu-chün (Taipei, 1967), 45-46.\n\n96 Paul Cohen, Between Tradition and Modernity (Cambridge, Mass., 1974), 108, 232.\n\n97 Roswell Britton, The Chinese Periodical Press 1800-1972 (Shanghai, 1933), esp. chapter, 8.\n\n98 Cited in NCH, October 2, 1896. See also Wang Erh-min, Chung-kuo chin-tai ssu-hsiang shih (Taipei, 1977), 122-123, 124.\n\n99 Ayers, 130-136.",
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