1964_SECURITIES_ORDINANCE — Page 93

HK Historical Laws 香港歷史法例 All AI Reviewed

92

CAP. 333]

Securities

[1989 Ed.

(b) entitle the holder to exercise or control the exercise of more than 10% of the voting power at any general meeting of that corporation.

141F. Possession of relevant information by public officers

(1) A public officer who in his capacity as such obtains relevant information concerning the securities of a corporation shall be deemed to be a person connected with that corporation for the purposes of section 141B.

(2) In subsection (1) "public officer" means a member or employee, whether temporary or permanent or paid or unpaid, of any of the following-

(a) the Government;

(b) the Executive Council; (c) the Legislative Council;

(d) the Urban Council;

(e) any board, commission, committee or other body appointed by or on behalf of the Governor or the Governor in Council; and (f) any body corporate that is an organ or agency of the Crown.

Insider Dealing Tribunal

141G. Insider Dealing Tribunal established

(1) There is hereby established a Tribunal to be known as the Insider Dealing Tribunal (in this Part referred to as "the Tribunal").

(2) The Tribunal shall consist of a chairman and 2 other members all of whom shall be appointed by the Governor.

(3) The chairman of the Tribunal shall be a judge of the Supreme Court and the other 2 members shall not be public officers (within the meaning of that term in section 3 of the Interpretation and General Clauses Ordinance (Cap. 1)).

(4) A member of the Tribunal other than the chairman may be paid, as a fee for his services, such amount as the Financial Secretary thinks fit, and that amount may be paid out of the general revenue of Hong Kong without further appropriation than this subsection.

(5) The provisions in Schedule 3 shall have effect in relation to the appointment of members and temporary members of the Tribunal, and the procedural and other matters concerning the Tribunal and its sittings for which provision is made therein.

Inquiries by Tribunal

141H. Inquiries into insider dealings

(1) If it appears to the Financial Secretary, whether following representations by the Commission or otherwise, that insider dealing in relation

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92 CAP. 333] Securities [1989 Ed. (b) entitle the holder to exercise or control the exercise of more than 10% of the voting power at any general meeting of that corporation. 141F. Possession of relevant information by public officers (1) A public officer who in his capacity as such obtains relevant information concerning the securities of a corporation shall be deemed to be a person connected with that corporation for the purposes of section 141B. (2) In subsection (1) "public officer" means a member or employee, whether temporary or permanent or paid or unpaid, of any of the following- (a) the Government; (b) the Executive Council; (c) the Legislative Council; (d) the Urban Council; (e) any board, commission, committee or other body appointed by or on behalf of the Governor or the Governor in Council; and (f) any body corporate that is an organ or agency of the Crown. Insider Dealing Tribunal 141G. Insider Dealing Tribunal established (1) There is hereby established a Tribunal to be known as the Insider Dealing Tribunal (in this Part referred to as "the Tribunal"). (2) The Tribunal shall consist of a chairman and 2 other members all of whom shall be appointed by the Governor. (3) The chairman of the Tribunal shall be a judge of the Supreme Court and the other 2 members shall not be public officers (within the meaning of that term in section 3 of the Interpretation and General Clauses Ordinance (Cap. 1)). (4) A member of the Tribunal other than the chairman may be paid, as a fee for his services, such amount as the Financial Secretary thinks fit, and that amount may be paid out of the general revenue of Hong Kong without further appropriation than this subsection. (5) The provisions in Schedule 3 shall have effect in relation to the appointment of members and temporary members of the Tribunal, and the procedural and other matters concerning the Tribunal and its sittings for which provision is made therein. Inquiries by Tribunal 141H. Inquiries into insider dealings (1) If it appears to the Financial Secretary, whether following representations by the Commission or otherwise, that insider dealing in relation
Baseline (Original)
92 CAP. 333] Securities [1989 Ed. (b) entitle the holder to exercise or control the exercise of more than 10% of the voting power at any general meeting of that corporation. 141F. Possession of relevant information by public officers (1) A public officer who in his capacity as such obtains relevant information concerning the securities of a corporation shall be deemed to be a person connected with that corporation for the purposes of section 141B. (2) In subsection (1) "public officer" means a member or employee, whether temporary or permanent or paid or unpaid, of any of the following- (a) the Government; (b) the Executive Council; (c) the Legislative Council; (d) the Urban Council; (e) any board, commission, committee or other body appointed by or on behalf of the Governor or the Governor in Council; and (ƒ) any body corporate that is an organ or agency of the Crown. Insider Dealing Tribunal 141G. Insider Dealing Tribunal established (1) There is hereby established a Tribunal to be known as the Insider Dealing Tribunal (in this Part referred to as "the Tribunal"). (2) The Tribunal shall consist of a chairman and 2 other members all of whom shall be appointed by the Governor. (3) The chairman of the Tribunal shall be a judge of the Supreme Court and the other 2 members shall not be public officers (within the meaning of that term in section 3 of the Interpretation and General Clauses Ordinance (Cap. 1)). (4) A member of the Tribunal other than the chairman may be paid, as a fee for his services, such amount as the Financial Secretary thinks fit, and that amount may be paid out of the general revenue of Hong Kong without further appropriation than this subsection. (5) The provisions in Schedule 3 shall have effect in relation to the appointment of members and temporary members of the Tribunal, and the procedural and other matters concerning the Tribunal and its sittings for which provision is made therein. Inquiries by Tribunal 141H. Inquiries into insider dealings (1) If it appears to the Financial Secretary, whether following representations by the Commission or otherwise, that insider dealing in relation W }
2026-05-05 12:23:14 · Baseline
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92

CAP. 333]

Securities

[1989 Ed.

(b) entitle the holder to exercise or control the exercise of more than 10% of the voting power at any general meeting of that corporation.

141F. Possession of relevant information by public officers

(1) A public officer who in his capacity as such obtains relevant information concerning the securities of a corporation shall be deemed to be a person connected with that corporation for the purposes of section 141B.

(2) In subsection (1) "public officer" means a member or employee, whether temporary or permanent or paid or unpaid, of any of the following-

(a) the Government;

(b) the Executive Council; (c) the Legislative Council;

(d) the Urban Council;

(e) any board, commission, committee or other body appointed by

or on behalf of the Governor or the Governor in Council; and (ƒ) any body corporate that is an organ or agency of the Crown.

Insider Dealing Tribunal

141G. Insider Dealing Tribunal established

(1) There is hereby established a Tribunal to be known as the Insider Dealing Tribunal (in this Part referred to as "the Tribunal").

(2) The Tribunal shall consist of a chairman and 2 other members all of whom shall be appointed by the Governor.

(3) The chairman of the Tribunal shall be a judge of the Supreme Court and the other 2 members shall not be public officers (within the meaning of that term in section 3 of the Interpretation and General Clauses Ordinance (Cap. 1)).

(4) A member of the Tribunal other than the chairman may be paid, as a fee for his services, such amount as the Financial Secretary thinks fit, and that amount may be paid out of the general revenue of Hong Kong without further appropriation than this subsection.

(5) The provisions in Schedule 3 shall have effect in relation to the appointment of members and temporary members of the Tribunal, and the procedural and other matters concerning the Tribunal and its sittings for which provision is made therein.

Inquiries by Tribunal

141H. Inquiries into insider dealings

(1) If it appears to the Financial Secretary, whether following representations by the Commission or otherwise, that insider dealing in relation

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