1964_SECURITIES_ORDINANCE — Page 5

HK Historical Laws 香港歷史法例 All AI Reviewed

CAP. 333]

Securities

[1989 Ed.

Section

Page

93. Powers of auditors

66

94. Right of auditors and employees to communicate certain matters

66

95. Books, accounts, and records to be produced on demand

67

96. Offence to destroy, conceal, or alter records or send records or other property outside Hong Kong

67

97. Right of committee to impose obligations, etc., on members of Exchange Company not affected by this Part

68

PART X

COMPENSATION FUND

98. Interpretation

68

99. Establishment of compensation fund

69

100. Securities Compensation Fund Committee

69

101. Money constituting the compensation fund

70

102. Money to be kept in bank account

70

103. Accounts of fund

70

104. Exchange Company to make deposits in respect of members

71

105. Balance of sums in bank account may be invested

71

106. Repayment of deposits in certain cases

72

107. Replenishment of fund in certain cases

72

108. Payments out of the fund

72

109. Claims against the fund

73

110. Powers of Commission to increase payments made in respect of claims

74

111. Rights of innocent partner, etc. in relation to the fund

74

112. Notice calling for claims against the fund

75

113.

114. Power of the committee of the Exchange Company in respect of claims Committee of the Exchange Company may require production of securities, etc.

76

115. Court proceedings to establish a claim against the fund

76

116.

117. Supplementary provisions relating to proceedings brought under section 115 Form of court order establishing claim

77

77

77

118. Subrogation of the Commission to rights, etc., of claimant on payment from fund

78

119. Payment of claims only from the fund

78

120. Provision where fund is insufficient to meet claims or where claims exceed total amount payable

78

121. Power of Commission to return contributions on winding up the Exchange Company

79

121A. Commission may act where committee fails to do so

22

79

Page 5

Page 6

Edit History

2026-05-05 12:13:15 · NVIDIA / meta/llama-4-maverick-17b-128e-instruct
Live
View comparison
AI Proofread
CAP. 333] Securities [1989 Ed. Section Page 93. Powers of auditors 66 94. Right of auditors and employees to communicate certain matters 66 95. Books, accounts, and records to be produced on demand 67 96. Offence to destroy, conceal, or alter records or send records or other property outside Hong Kong 67 97. Right of committee to impose obligations, etc., on members of Exchange Company not affected by this Part 68 PART X COMPENSATION FUND 98. Interpretation 68 99. Establishment of compensation fund 69 100. Securities Compensation Fund Committee 69 101. Money constituting the compensation fund 70 102. Money to be kept in bank account 70 103. Accounts of fund 70 104. Exchange Company to make deposits in respect of members 71 105. Balance of sums in bank account may be invested 71 106. Repayment of deposits in certain cases 72 107. Replenishment of fund in certain cases 72 108. Payments out of the fund 72 109. Claims against the fund 73 110. Powers of Commission to increase payments made in respect of claims 74 111. Rights of innocent partner, etc. in relation to the fund 74 112. Notice calling for claims against the fund 75 113. 114. Power of the committee of the Exchange Company in respect of claims Committee of the Exchange Company may require production of securities, etc. 76 115. Court proceedings to establish a claim against the fund 76 116. 117. Supplementary provisions relating to proceedings brought under section 115 Form of court order establishing claim 77 77 77 118. Subrogation of the Commission to rights, etc., of claimant on payment from fund 78 119. Payment of claims only from the fund 78 120. Provision where fund is insufficient to meet claims or where claims exceed total amount payable 78 121. Power of Commission to return contributions on winding up the Exchange Company 79 121A. Commission may act where committee fails to do so 22 79 Page 5 Page 6
Baseline (Original)
4 CAP. 333] Securities [1989 Ed. Section Page 93. Powers of auditors 66 94. Right of auditors and employees to communicate certain matters 66 95. Books, accounts, and records to be produced on demand 67 96. Offence to destroy, conceal, or alter records or send records or other property outside Hong Kong 67 97. Right of committee to impose obligations, etc., on members of Exchange Company not affected by this Part 68 PART X COMPENSATION FUND 98. Interpretation 68 99. Establishment of compensation fund 69 100. Securities Compensation Fund Committee 69 101. Money constituting the compensation fund 70 102. Money to be kept in bank account 70 103. Accounts of fund 70 104. Exchange Company to make deposits in respect of members 71 105. Balance of sums in bank account may be invested 71 106. Repayment of deposits in certain cases 72 107. Replenishment of fund in certain cases 72 108. Payments out of the fund 72 109. Claims against the fund 73 110. Powers of Commission to increase payments made in respect of claims 74 111. Rights of innocent partner, etc. in relation to the fund 74 112. Notice calling for claims against the fund 75 113. 114. Power of the committee of the Exchange Company in respect of claims Committee of the Exchange Company may require production of securities, 76 etc. 115. Court proceedings to establish a claim against the fund 116. 117. Supplementary provisions relating to proceedings brought under section 115 Form of court order establishing claim REFE 76 77 77 77 118. Subrogation of the Commission to rights, etc., of claimant on payment from fund 78 119. Payment of claims only from the fund 78 120. Provision where fund is insufficient to meet claims or where claims exceed total amount payable 78 121. Power of Commission to return contributions on winding up the Exchange Company...... 79 121A. Commission may act where committee fails to do so 22 79 Page 5Page 6
2026-05-05 12:13:15 · Baseline
View content

4

CAP. 333]

Securities

[1989 Ed.

Section

Page

93.

Powers of auditors

66

94.

Right of auditors and employees to communicate certain matters

66

95.

Books, accounts, and records to be produced on demand

67

96.

Offence to destroy, conceal, or alter records or send records or other property

outside Hong Kong

67

97.

Right of committee to impose obligations, etc., on members of Exchange

Company not affected by this Part

68

PART X

COMPENSATION FUND

98.

Interpretation

68

99.

Establishment of compensation fund

69

100.

Securities Compensation Fund Committee

69

101.

Money constituting the compensation fund

70

102.

Money to be kept in bank account

70

103.

Accounts of fund

70

104.

Exchange Company to make deposits in respect of members

71

105.

Balance of sums in bank account may be invested

71

106.

Repayment of deposits in certain cases

72

107.

Replenishment of fund in certain cases

72

108.

Payments out of the fund

72

109.

Claims against the fund

73

110.

Powers of Commission to increase payments made in respect of claims

74

111.

Rights of innocent partner, etc. in relation to the fund

74

112.

Notice calling for claims against the fund

75

113.

114.

Power of the committee of the Exchange Company in respect of claims Committee of the Exchange Company may require production of securities,

76

etc.

115.

Court proceedings to establish a claim against the fund

116.

117.

Supplementary provisions relating to proceedings brought under section 115 Form of court order establishing claim

REFE

76

77

77

77

118.

Subrogation of the Commission to rights, etc., of claimant on payment from

fund

78

119.

Payment of claims only from the fund

78

120.

Provision where fund is insufficient to meet claims or where claims exceed

total amount payable

78

121.

Power of Commission to return contributions on winding up the Exchange

Company......

79

121A.

Commission may act where committee fails to do so

22

79

Page 5Page 6

Comments

Approved members can add comments, bookmarks, and private notes.

No comments yet.

Private Research Note

Private notes are available after approval.