48
CAP. 333]
Securities
[1989 Ed.
may be given by the partnership or any partner thereof on behalf of such person, and if such partnership or partner does so, such notice shall, for the purposes of this section, be deemed to have been given by that person. (Added 58 of 1985 s. 21)
(2) Notice under subsection (1) shall be given-
(a) if the person is a person to whom this Part applies at the commencement of this section, within one month after that date;
or
(b) in any other case, in or as part of the person's application for
registration under this Ordinance.
(3) A notice under paragraph (a) of subsection (2) shall be given as provided in that paragraph notwithstanding that the person has ceased to be a person to whom this Part applies before the expiration of the appropriate time referred to in that paragraph.
(4) A person to whom this Part applies shall keep the register of his interests in securities at the place specified in the notice given under subsection (1) unless he gives a subsequent notice to the Commission in the form prescribed by regulations to the effect that the register is kept at some other place specified in the subsequent notice, in which case he shall keep the register--
(a) where only one such subsequent notice has been given, at the
other place specified in that notice, or
(b) where more than one such subsequent notice has been given, at the other place specified in the later or latest of those notices.
(5) A person who ceases to be a person to whom this Part applies shall give notice in the form prescribed by regulations to the Commission of that fact within 14 days thereafter.
(6) A person who contravenes any provision of this section that is applicable to him shall be guilty of an offence and shall be liable on conviction to a fine of $2,000.
(Amended 10 of 1989 s. 65)
69. Defences
(1) It shall be a defence to a prosecution for contravening any provision of section 67(5) or 68(6) if the defendant proves that the contravention was due to his not being aware of a fact or occurrence the existence of which was necessary to constitute the offence.
(2) For the purposes of this Part, a person shall, in the absence of proof to the contrary, be presumed to have been aware at a particular time of a fact or occurrence relating to securities of which a servant or agent of the person, being a servant or agent having duties or acting in relation to his employer's or principal's interest in the relevant securities, was aware at that time.
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48
CAP. 333]
Securities
[1989 Ed.
may be given by the partnership or any partner thereof on behalf of such person, and if such partnership or partner does so, such notice shall, for the purposes of this section, be deemed to have been given by that person. (Added 58 of 1985 s. 21)
(2) Notice under subsection (1) shall be given-
(a) if the person is a person to whom this Part applies at the commencement of this section, within one month after that date;
or
(b) in any other case, in or as part of the person's application for
registration under this Ordinance.
(3) A notice under paragraph (a) of subsection (2) shall be given as provided in that paragraph notwithstanding that the person has ceased to be a person to whom this Part applies before the expiration of the appropriate time referred to in that paragraph.
(4) A person to whom this Part applies shall keep the register of his interests in securities at the place specified in the notice given under subsec- tion (1) unless he gives a subsequent notice to the Commission in the form prescribed by regulations to the effect that the register is kept at some other place specified in the subsequent notice, in which case he shall keep the register--
(a) where only one such subsequent notice has been given, at the
other place specified in that notice, or
(b) where more than one such subsequent notice has been given, at the other place specified in the later or latest of those notices.
(5) A person who ceases to be a person to whom this Part applies shall give notice in the form prescribed by regulations to the Commission of that fact within 14 days thereafter.
(6) A person who contravenes any provision of this section that is applicable to him shall be guilty of an offence and shall be liable on conviction to a fine of $2,000.
(Amended 10 of 1989 s. 65)
69. Defences
(1) It shall be a defence to a prosecution for contravening any provision of section 67(5) or 68(6) if the defendant proves that the contravention was due to his not being aware of a fact or occurrence the existence of which was necessary to constitute the offence.
(2) For the purposes of this Part, a person shall, in the absence of proof to the contrary, be presumed to have been aware at a particular time of a fact or occurrence relating to securities of which a servant or agent of the person, being a servant or agent having duties or acting in relation to his employer's or principal's interest in the relevant securities, was aware at that time.
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**
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