1989 Ed.]
Securities
[CAP. 333
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(c) about an existing intention, opinion, belief, knowledge, or other state of mind.
(3) Proceedings in respect of an offence against this section may be brought at any time within 6 months of the discovery of the offence.
63. Information to be provided by registered person other than a representative, etc.
(1) Every registered person other than a representative shall forthwith notify the Commission in writing of any change which, while his certificate of registration is in force, may occur- (Amended 58 of 1985 s. 16)
(a) in the address in Hong Kong at which he carries on the business of dealing in securities or of investment adviser, as the case may be; or
(b) in any information supplied in or in connection with his application for registration or renewal of registration, being information prescribed by regulations.
(2) Every registered person other than a representative shall forthwith, on ceasing to carry on business in Hong Kong as a dealer or an investment adviser, notify the Commission in writing of that fact. (Amended 58 of 1985 s. 16)
(3) If, at any time while a corporation is registered as a dealer or investment adviser, any person becomes or ceases to be a director of the corporation, the corporation shall within 7 days after that event notify the Commission in writing of the name and address of that person and also his nationality or the fact that he has no nationality.
(4) If, at any time while a person is registered as a dealer's representative or investment representative, that person leaves or enters the service of, or becomes or ceases to be an agent of, any dealer or investment adviser, that person and the dealer or investment adviser as the case may be, shall within 7 days after that event notify the Commission in writing of the fact and of the name and address of the dealer or investment adviser. (Amended 58 of 1985 s. 16)
(4A) Where
(a) in any registered dealing partnership or registered investment advisers' partnership-
(i) any partner ceases to be a partner or a further partner is admitted to the partnership; or
(ii) any partner dies or becomes bankrupt or, being a corporation goes into liquidation or is ordered to be wound up; or
(b) any registered dealing partnership or registered investment advisers' partnership is dissolved by order of court,
1989 Ed.]
Securities
[CAP. 333
41
(c) about an existing intention, opinion, belief, knowledge, or other
state of mind.
(3) Proceedings in respect of an offence against this section may be brought at any time within 6 months of the discovery of the offence.
63. Information to be provided by registered person
other than a representative, etc.
(1) Every registered person other than a representative shall forthwith notify the Commission in writing of any change which, while his certificate of registration is in force, may occur- (Amended 58 of 1985 s. 16)
(a) in the address in Hong Kong at which he carries on the business of dealing in securities or of investment adviser, as the case may be; or
(b) in any information supplied in or in connection with his application for registration or renewal of registration, being information prescribed by regulations.
(2) Every registered person other than a representative shall forthwith, on ceasing to carry on business in Hong Kong as a dealer or an investment adviser, notify the Commission in writing of that fact. (Amended 58 of 1985 s. 16)
(3) If, at any time while a corporation is registered as a dealer or investment adviser, any person becomes or ceases to be a director of the corporation, the corporation shall within 7 days after that event notify the Commission in writing of the name and address of that person and also his nationality or the fact that he has no nationality.
(4) If, at any time while a person is registered as a dealer's representative or investment representative, that person leaves or enters the service of, or becomes or ceases to be an agent of, any dealer or investment adviser, that person and the dealer or investment adviser as the case may be, shall within 7 days after that event notify the Commission in writing of the fact and of the name and address of the dealer or investment adviser. (Amended 58 of 1985 s. 16)
(4A) Where
(a) in any registered dealing partnership or registered investment
advisers' partnership-
(i) any partner ceases to be a partner or a further partner is
admitted to the partnership; or
(ii) any partner dies or becomes bankrupt or, being a corporation goes into liquidation or is ordered to be wound up; or
(b) any registered dealing partnership or registered investment
advisers' partnership is dissolved by order of court,
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