1964_SECURITIES_ORDINANCE — Page 25

HK Historical Laws 香港歷史法例 All AI Reviewed

24

CAP. 333]

Securities

[1989 Ed.

28. Publication of direction or order in the Gazette

Where the Commission issues any direction under section 26(1), the Commission makes any order under section 27(1) or (3), notice of the direction or order, as the case may be, shall be published in the Gazette.

(Replaced 58 of 1985 s. 43. Amended 10 of 1989 s. 65)

29. Appeal against direction, etc.

(1) Where the Commission has issued a direction under section 26(1), the Exchange Company may, within 14 days after the publication in the Gazette of notice of the direction, appeal to the Governor in Council against the direction of the Commission but the decision of the Commission shall take effect notwithstanding the fact that an appeal has been made. (Replaced 10 of 1989 s. 65)

(2) After considering any appeal under subsection (1) the Governor in Council may confirm, reverse or vary the direction of the Commission and the decision of the Governor in Council shall be final. (Amended 10 of 1989 s. 65) (Replaced 58 of 1985 s. 43)

30. (Repealed 58 of 1985 s. 44)

PART IV

(Repealed 58 of 1985 s. 45)

38-46. (Repealed 10 of 1989 s. 65)

PART V

PART VI

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, AND REPRESENTATIVES, ETC.

47. Application of Part VI

(Amended 58 of 1985 s. 4)

(1) Except so far as specifically provided, this Part does not apply to an exempt dealer or to an exempt investment adviser, or to the representative of an exempt dealer or exempt investment adviser, but--

Page 25

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24 CAP. 333] Securities [1989 Ed. 28. Publication of direction or order in the Gazette Where the Commission issues any direction under section 26(1), the Commission makes any order under section 27(1) or (3), notice of the direction or order, as the case may be, shall be published in the Gazette. (Replaced 58 of 1985 s. 43. Amended 10 of 1989 s. 65) 29. Appeal against direction, etc. (1) Where the Commission has issued a direction under section 26(1), the Exchange Company may, within 14 days after the publication in the Gazette of notice of the direction, appeal to the Governor in Council against the direction of the Commission but the decision of the Commission shall take effect notwithstanding the fact that an appeal has been made. (Replaced 10 of 1989 s. 65) (2) After considering any appeal under subsection (1) the Governor in Council may confirm, reverse or vary the direction of the Commission and the decision of the Governor in Council shall be final. (Amended 10 of 1989 s. 65) (Replaced 58 of 1985 s. 43) 30. (Repealed 58 of 1985 s. 44) PART IV (Repealed 58 of 1985 s. 45) 38-46. (Repealed 10 of 1989 s. 65) PART V PART VI REGISTRATION OF DEALERS, INVESTMENT ADVISERS, AND REPRESENTATIVES, ETC. 47. Application of Part VI (Amended 58 of 1985 s. 4) (1) Except so far as specifically provided, this Part does not apply to an exempt dealer or to an exempt investment adviser, or to the representative of an exempt dealer or exempt investment adviser, but-- Page 25 Page 26
Baseline (Original)
24 CAP. 333] Securities [1989 Ed. 28. Publication of direction or order in the Gazette Where the Commission issues any direction under section 26(1), the Commission makes any order under section 27(1) or (3), notice of the direction or order, as the case may be, shall be published in the Gazette. (Replaced 58 of 1985 s. 43. Amended 10 of 1989 s. 65) 29. Appeal against direction, etc. (1) Where the Commission has issued a direction under section 26(1), the Exchange Company may, within 14 days after the publication in the Gazette of notice of the direction, appeal to the Governor in Council against the direction of the Commission but the decision of the Commission shall take effect notwithstanding the fact that an appeal has been made. (Replaced 10 of 1989 s. 65) (2) After considering any appeal under subsection (1) the Governor in Council may confirm, reverse or vary the direction of the Commission and the decision of the Governor in Council shall be final. (Amended 10 of 1989 s. 65) (Replaced 58 of 1985 s. 43) 30. (Repealed 58 of 1985 s. 44) PART IV (Repealed 58 of 1985 s. 45) 38-46. (Repealed 10 of 1989 s. 65) PART V PART VI REGISTRATION OF DEALERS, INVESTMENT ADVISERS, AND REPRESENTATIVES, ETC. 47. Application of Part VI (Amended 58 of 1985 s. 4) (1) Except so far as specifically provided, this Part does not apply to an exempt dealer or to an exempt investment adviser, or to the representative of an exempt dealer or exempt investment adviser, but-- Page 25Page 26
2026-05-05 12:15:31 · Baseline
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24

CAP. 333]

Securities

[1989 Ed.

28. Publication of direction or order in the Gazette

Where the Commission issues any direction under section 26(1), the Commission makes any order under section 27(1) or (3), notice of the direction or order, as the case may be, shall be published in the Gazette.

(Replaced 58 of 1985 s. 43. Amended 10 of 1989 s. 65)

29. Appeal against direction, etc.

(1) Where the Commission has issued a direction under section 26(1), the Exchange Company may, within 14 days after the publication in the Gazette of notice of the direction, appeal to the Governor in Council against the direction of the Commission but the decision of the Commission shall take effect notwithstanding the fact that an appeal has been made. (Replaced 10 of 1989 s. 65)

(2) After considering any appeal under subsection (1) the Governor in Council may confirm, reverse or vary the direction of the Commission and the decision of the Governor in Council shall be final. (Amended 10 of 1989 s. 65) (Replaced 58 of 1985 s. 43)

30. (Repealed 58 of 1985 s. 44)

PART IV

(Repealed 58 of 1985 s. 45)

38-46. (Repealed 10 of 1989 s. 65)

PART V

PART VI

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, AND REPRESENTATIVES, ETC.

47. Application of Part VI

(Amended 58 of 1985 s. 4)

(1) Except so far as specifically provided, this Part does not apply to an exempt dealer or to an exempt investment adviser, or to the representative of an exempt dealer or exempt investment adviser, but--

Page 25Page 26

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