1964_SECURITIES_ORDINANCE — Page 2

HK Historical Laws 香港歷史法例 All AI Reviewed
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1989 Ed.]

Section

Securities

CHAPTER 333

SECURITIES ORDINANCE

[CAP. 333

1

ARRANGEMENT OF SECTIONS

Page

PART I

PRELIMINARY MATTERS

7

1. Short title

7

2. Interpretation

13

3. Saving for certain transactions

15

4. Definition of related corporation

16

5. Interests in securities

6-13. (Repealed)

14. Rules

15.

16-19. (Repealed)

PART II

SECURITIES AND Futures Commission

Commission may authorize mutual fund corporations and unit trusts

PART III

STOCK MARKETS

18

20. Restriction on establishment of stock markets

20

21. Restriction on use of the title "stock exchange", etc.

20

22. Dealer not to deal in securities in a stock market that is not the Unified Exchange

21

23. Power of entry and search, etc.

21

24. Power to order closure

21

25. (Repealed)

22

26. Suspension of dealings for misconduct, etc.

22

27.

28. Commission may order closure of Unified Exchange in emergencies, etc. Publication of direction or order in the Gazette

23

24

29. Appeal against direction, etc.

24

30. (Repealed)

24

PART IV

(Repealed)

PART V

38-46. (Repealed)

24

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1989 Ed.] Section Securities CHAPTER 333 SECURITIES ORDINANCE [CAP. 333 1 ARRANGEMENT OF SECTIONS Page PART I PRELIMINARY MATTERS 7 1. Short title 7 2. Interpretation 13 3. Saving for certain transactions 15 4. Definition of related corporation 16 5. Interests in securities 6-13. (Repealed) 14. Rules 15. 16-19. (Repealed) PART II SECURITIES AND Futures Commission Commission may authorize mutual fund corporations and unit trusts PART III STOCK MARKETS 18 20. Restriction on establishment of stock markets 20 21. Restriction on use of the title "stock exchange", etc. 20 22. Dealer not to deal in securities in a stock market that is not the Unified Exchange 21 23. Power of entry and search, etc. 21 24. Power to order closure 21 25. (Repealed) 22 26. Suspension of dealings for misconduct, etc. 22 27. 28. Commission may order closure of Unified Exchange in emergencies, etc. Publication of direction or order in the Gazette 23 24 29. Appeal against direction, etc. 24 30. (Repealed) 24 PART IV (Repealed) PART V 38-46. (Repealed) 24
Baseline (Original)
# 1989 Ed.] Section Securities CHAPTER 333 SECURITIES ORDINANCE [CAP. 333 1 ARRANGEMENT OF SECTIONS Page PART I PRELIMINARY MATTERS 7 7 13 15 16 1. Short title Interpretation 3. Saving for certain transactions 4. Definition of related corporation.. 5. Interests in securities 6-13. (Repealed) 14. Rules ..... 15. 16-19. (Repealed) PART II SECURITIES AND Futures Commission Commission may authorize mutual fund corporations and unit trusts PART III STOCK MARKETS 18 18 20 20 222 20. Restriction on establishment of stock markets 20 21. Restriction on use of the title "stock exchange", etc. 20 22. Dealer not to deal in securities in a stock market that is not the Unified Exchange 21 23. Power of entry and search, etc. 21 24. Power to order closure 21 25. (Repealed) 22 26. Suspension of dealings for misconduct, etc. 22 27. 28. Commission may order closure of Unified Exchange in emergencies, etc. Publication of direction or order in the Gazette 23 24 29. Appeal against direction, etc. 24 30. (Repealed) 24 PART IV (Repealed) PART V 38-46. (Repealed) 24
2026-05-05 12:12:52 · Baseline
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#

1989 Ed.]

Section

Securities

CHAPTER 333

SECURITIES ORDINANCE

[CAP. 333

1

ARRANGEMENT OF SECTIONS

Page

PART I

PRELIMINARY MATTERS

7

7

13

15

16

1.

Short title

Interpretation

3.

Saving for certain transactions

4.

Definition of related corporation..

5.

Interests in securities

6-13. (Repealed)

14.

Rules .....

15.

16-19. (Repealed)

PART II

SECURITIES AND Futures Commission

Commission may authorize mutual fund corporations and unit trusts

PART III

STOCK MARKETS

18

18

20

20

222

20. Restriction on establishment of stock markets

20

21.

Restriction on use of the title "stock exchange", etc.

20

22.

Dealer not to deal in securities in a stock market that is not the Unified

Exchange

21

23.

Power of entry and search, etc.

21

24.

Power to order closure

21

25.

(Repealed)

22

26.

Suspension of dealings for misconduct, etc.

22

27.

28.

Commission may order closure of Unified Exchange in emergencies, etc. Publication of direction or order in the Gazette

23

24

29.

Appeal against direction, etc.

24

30.

(Repealed)

24

PART IV

(Repealed)

PART V

38-46. (Repealed)

24

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