106
CAP. 333]
Securities
[1989 Ed.
6.
(b) be accompanied by copies of the balance sheet and profit and loss account of the corporation (if any) made up to the end of the last financial year of the corporation preceding the date of the offer;
(c) be accompanied by copies of the memorandum and articles of association or other document constituting or defining the constitution of the issuing corporation unless the offer specifies---
(i) a place in Hong Kong at which copies of those documents may be inspected by offerees; and
(ii) the times at which they may be inspected;
(d) in the case of securities which will be uniform in all respects with previously issued securities of the issuing corporation that are not currently listed on the Unified Exchange or a foreign stock exchange give any information that the offeror may have as to the number and nominal value of those securities which have been sold during the period of 6 months preceding the date of the offer, and the prices yielded from the sales or, if the offeror has no such information, state that fact; (Amended 58 of 1985 s.88)
(e) in the case of securities which will not be uniform in all respects with securities previously issued by the issuing corporation, state-
(i) the respects in which the securities will differ from the previously issued securities;
(ii) whether or not any voting rights will attach to the securities and, if so, the limitations (if any) on those rights; and
(iii) whether or not application for permission to have the securities listed or quoted has been or will be made to the Unified Exchange or a foreign stock exchange and, if such an application has been made, the name of the exchange applied to. (Amended 58 of 1985 s. 88)
The offer shall contain in a prominent position, in printing not smaller than eight point Times, a notice in the following form (Amended L.N. 56 of 1974)
“IMPORTANT
If you are in doubt as to any aspect of this offer, you should consult a stockbroker or other registered dealer in securities, a bank manager, solicitor, professional accountant, or other professional adviser.".
SCHEDULE 3
Iss. 141G & 141I]
INSIDER DEALING TRIBUNAL
1. In this Schedule, unless the context otherwise requires- "chairman" means the chairman of the Tribunal; "inquiry" means an inquiry under section 141H; "member" means a member of the Tribunal;
"Tribunal" means the Tribunal established by section 141G.
Appointment of members
2.
Subject to paragraphs 4 and 5, the chairman shall be appointed for a term of 3 years but may from time to time, so long as he remains qualified under section 141G(3), be reappointed.
3. The other 2 members shall be appointed to act in relation to any specified inquiry or inquiries and any such member may be so appointed more than once.
7
106
CAP. 333]
Securities
[1989 Ed.
6.
(b) be accompanied by copies of the balance sheet and profit and loss account of the corporation (if any) made up to the end of the last financial year of the corporation preceding the date of the offer;
(c) be accompanied by copies of the memorandum and articles of association or other document constituting or defining the constitution of the issuing corporation unless the offer specifies---
(i) a place in Hong Kong at which copies of those documents may be inspected by
offerees; and
(ii) the times at which they may be inspected;
(d) in the case of securities which will be uniform in all respects with previously issued securities of the issuing corporation that are not currently listed on the Unified Exchange or a foreign stock exchange give any information that the offeror may have as to the number and nominal value of those securities which have been sold during the period of 6 months preceding the date of the offer, and the prices yielded from the sales or, if the offeror has no such information, state that fact; ` (Amended 58 of 1985 5.88)
(e) in the case of securities which will not be uniform in all respects with securities
previously issued by the issuing corporation, state-
(i) the respects in which the securities will differ from the previously issued
securities;
(ii) whether or not any voting rights will attach to the securities and, if so, the
limitations (if any) on those rights; and
(iii) whether or not application for permission to have the securities listed or quoted has been or will be made to the Unified Exchange or a foreign stock exchange and, if such an application has been made, the name of the exchange applied to. (Amended 58 of 1985 s. 88)
The offer shall contain in a prominent position, in printing not smaller than eight point Times, a notice in the following form (Amended L.N. 56 of 1974)
“IMPORTANT
If you are in doubt as to any aspect of this offer, you should consult a stockbroker or other registered dealer in securities, à bank manager, solicitor, professional accountant, or other professional adviser.".
SCHEDULE 3
Iss. 141G & 1411]
INSIDER DEALING TRIBUNAL
1. In this Schedule, unless the context otherwise requires- "chairman" means the chairman of the Tribunal; "inquiry" means an inquiry under section 141H; "member" means a member of the Tribunal;
"Tribunal" means the Tribunal established by section 141G.
Appointment of members
2.
Subject to paragraphs 4 and 5, the chairman shall be appointed for a term of 3 years but may from time to time, so long as he remains qualified under section 141G(3), be reappointed.
3. The other 2 members shall be appointed to act in relation to any specified inquiry or inquiries and any such member may be so appointed more than once.
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