1964_SECURITIES_ORDINANCE — Page 101

Securities

[1989 Ed.

(g) prescribing the information to be notified for the purposes of

section 63(1)(b);

(h)-(j) (Repealed 58 of 1985 s. 28)

(k) prescribing the manner, time, or circumstances for retaining copies of circulars for the purposes of section 79(6); (Amended 58 of 1985 s. 28)

(l) prescribing the particulars to be recorded in relation to accounts

kept under section 84;

(m) prescribing the particulars to be recorded in relation to the profit and loss account and balance sheet and the information to be contained in the auditor's report required to be lodged under section 88; (Replaced 62 of 1976 s. 34)

(n) prescribing any matters for giving better effect to section 65B and, without derogation from the generality of the foregoing, may for that purpose-

(i) prescribe the returns to be made by registered dealers and registered dealing partnerships, the information to be included therein and the manner in which such information is to be verified;

(ii) provide for the manner in which any assets are to be valued

and for the payment by any person of the costs of valuation;

(iii) provide for the manner in which records are to be kept of any assets which may be taken into account for the purposes of section 65B and the places at which such records are to be maintained; and

(iv) make separate provision for different classes or categories of registered dealer or registered dealing partnership; (Replaced 58 of 1985 s. 86)

(o) (Repealed 58 of 1985 s. 28)

(p) (Repealed 10 of 1989 s. 65)

(q) prescribing public offices for the purposes of section 122;

(Amended 33 of 1988 s. 3)

(r) prescribing the procedure for the holding of investigations under Part XI, and providing for the reception of evidence, whether written or oral, and for the summoning and examination of witnesses, during the course of such an investigation;

(s) prescribing anything which is to be or may be prescribed by

regulations.

(2) Where rules are made by the Commission under subsection (1), the Governor in Council may make regulations providing that a contravention of specified provisions of the rules shall be an offence and may provide penalties therefor not exceeding a fine of $2,000 and imprisonment for 3 months. (Replaced 10 of 1989 s. 65)