42
CAP. 24]
Securities and Futures Commission
[1989 Ed.
26. Section 23(2) and (3) to apply to inquiries under section 56 of Securities Ordinance or section 36 of Commodities Trading Ordinance
Section 23(2) and (3) shall with the necessary modifications apply when the Commission conducts an inquiry under section 56 of the Securities Ordinance (Cap.333) or section 36 of the Commodities Trading Ordinance (Cap.250), and for that purpose the references in section 23(2) and (3) to the applicant shall be construed as references to the person to whom the inquiry relates.
27. Registered persons to notify Commission where records etc. kept
(1) (a) Every person who on the commencement of this section is a person to whom this section applies or who before such commencement applied to be registered under the relevant Ordinances and who becomes a person to whom this section applies shall-
(i) if immediately before such commencement he was a registered person described in subsection (10), within the period of 30 days beginning on such commencement; (ii) if he becomes so registered on or after such commencement, within the period of 30 days beginning on the date of his registration,
notify the Commission in writing of the location of the premises at which any record or other document relating to the business in respect of which he is registered is, or is to be, kept by him and in case every such record or other document is not, or is not to be, kept at a single premises he shall so notify the Commission of the location of each of the premises at which any such document or record is, or is to be, so kept.
(b) Every person who applies to be a registered person and who, if his application is allowed, will be a person to whom this section applies shall in his application specify the location of the premises at which any record or other document relating to the business in respect of which he applies to be registered is to be kept by him and in case every such record or other document is not to be kept at a single premises, he shall so specify the location of each of the premises at which any such document or other record is to be so kept.
42
CAP. 24]
Securities and Futures Commission
[1989 Ed.
26. Section 23(2) and (3) to apply to inquiries under section
56 of Securities Ordinance or section 36 of Commodities Trading Ordinance
Section 23(2) and (3) shall with the necessary modifications apply when the Commission conducts an inquiry under section 56 of the Securities Ordinance (Cap. 333) or section 36 of the Commodities Trading Ordinance (Cap. 250), and for that purpose the references in section 23(2) and (3) to the applicant shall be construed as references to the person to whom the inquiry relates.
27. Registered persons to notify Commission
where records etc. kept
(1) (a) Every person who on the commencement of this section is a person to whom this section applies or who before such commencement applied to be registered under the relevant Ordinances and who becomes a person to whom this section applies shall-
(i) if immediately before such commencement he was
registered person described in subsection (10), within the period of 30 days beginning on such commencement; (ii) if he becomes so registered on or after such commencement, within the period of 30 days beginning on the date of his registration,
notify the Commission in writing of the location of the premises at which any record or other document relating to the business in respect of which he is registered is, or is to be, kept by him and in case every such record or other document is not, or is not to be, kept at a single premises he shall so notify the Commission of the location of each of the premises at which any such document or record is, or is to be, so kept.
(b) Every person who applies to be a registered person and who, if his application is allowed, will be a person to whom this section applies shall in his application specify the location of the premises at which any record or other document relating to the business in respect of which he applies to be registered is to be kept by him and in case every such record or other document is not to be kept at a single premises, he shall so specify the location of each of the premises at which any such document or other record is to be so kept.
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