1964_SECURITIES_(STOCK_EXCHANGE_LISTING)_RULES — Page 1

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6

1989 Ed.] Securities (Stock Exchange Listing) Rules

[CAP. 333

C1

[Subsidiary]

Rule

SECURITIES (STOCK EXCHANGE LISTING) RULES

ARRANGEMENT OF RULES

1. Citation

2. Interpretation

PART I

PRELIMINARY

PART II


Page

C2

STOCK EXCHANGE LISTING

3. Requirements in respect of applications for listing

C3

4. Copy of application to be served on Commission, etc.

C4

5. Listing agreement

C5

6. Suspension of dealings where false or misleading information has been supplied

C5

7. Exemptions from rule 3

C5

PART III

SPECIFIED PROVISIONS

8. Breach of specified provisions

C6

PART IV

SUPPLEMENTARY

9. Suspension in interests of the maintenance of an orderly market or where condition imposed under rule 10 not complied with

C6

10. Powers of the Commission upon a refusal to allow securities to be listed or upon the suspension of dealings in any securities

C7

11. Provisions supplementary to rule 10

C8

12. Restriction on relisting

C9

13. Suspensions, etc. by Exchange Company to be notified to the Commission

C9

14. Waiver of requirements of the rules and the specified provisions

C9

15. Notices, etc. to be in writing

C9

UNIVERSITY

OF

HONG

LAW

LIBRARY

KONG

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6 1989 Ed.] Securities (Stock Exchange Listing) Rules [CAP. 333 C1 [Subsidiary] Rule SECURITIES (STOCK EXCHANGE LISTING) RULES ARRANGEMENT OF RULES 1. Citation 2. Interpretation PART I PRELIMINARY PART II Page C2 STOCK EXCHANGE LISTING 3. Requirements in respect of applications for listing C3 4. Copy of application to be served on Commission, etc. C4 5. Listing agreement C5 6. Suspension of dealings where false or misleading information has been supplied C5 7. Exemptions from rule 3 C5 PART III SPECIFIED PROVISIONS 8. Breach of specified provisions C6 PART IV SUPPLEMENTARY 9. Suspension in interests of the maintenance of an orderly market or where condition imposed under rule 10 not complied with C6 10. Powers of the Commission upon a refusal to allow securities to be listed or upon the suspension of dealings in any securities C7 11. Provisions supplementary to rule 10 C8 12. Restriction on relisting C9 13. Suspensions, etc. by Exchange Company to be notified to the Commission C9 14. Waiver of requirements of the rules and the specified provisions C9 15. Notices, etc. to be in writing C9 UNIVERSITY OF HONG LAW LIBRARY KONG
Baseline (Original)
6 1989 Ed.] Securities (Stock Exchange Listing) Rules [CAP. 333 C1 [Subsidiary] Rule SECURITIES (STOCK EXCHANGE LISTING) RULES ARRANGEMENT OF RULES 1. Citation 2. Interpretation PART I PRELIMINARY PART II Page C2 C2 STOCK EXCHANGE LISTING 3. Requirements in respect of applications for listing C3 4. Copy of application to be served on Commission, etc. C4 5. Listing agreement C5 6. Suspension of dealings where false or misleading information has been supplied CS 7. Exemptions from rule 3 CS PART III SPECIFIED PROVISIONS 8. Breach of specified provisions C6 PART IV SUPPLEMENTARY 9. Suspension in interests of the maintenance of an orderly market or where condition imposed under rule 10 not complied with C6 10. Powers of the Commission upon a refusal to allow securities to be listed or upon the suspension of dealings in any securities C7 11. Provisions supplementary to rule 10 C8 12. Restriction on relisting C9 13. 14. Suspensions, etc. by Exchange Company to be notified to the Commission ..... Waiver of requirements of the rules and the specified provisions C9 C9 15. Notices, etc. to be in writing C9 UNIVERSITY OF HONG LAW LIEPARY KONG
2026-05-05 11:59:08 · Baseline
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6

1989 Ed.] Securities (Stock Exchange Listing) Rules

[CAP. 333

C1

[Subsidiary]

Rule

SECURITIES (STOCK EXCHANGE LISTING) RULES

ARRANGEMENT OF RULES

1.

Citation

2.

Interpretation

PART I

PRELIMINARY

PART II

Page

C2

C2

STOCK EXCHANGE LISTING

3.

Requirements in respect of applications for listing

C3

4.

Copy of application to be served on Commission, etc.

C4

5.

Listing agreement

C5

6.

Suspension of dealings where false or misleading information has been

supplied

CS

7.

Exemptions from rule 3

CS

PART III

SPECIFIED PROVISIONS

8.

Breach of specified provisions

C6

PART IV

SUPPLEMENTARY

9.

Suspension in interests of the maintenance of an orderly market or where

condition imposed under rule 10 not complied with

C6

10.

Powers of the Commission upon a refusal to allow securities to be listed or

upon the suspension of dealings in any securities

C7

11.

Provisions supplementary to rule 10

C8

12.

Restriction on relisting

C9

13.

14.

Suspensions, etc. by Exchange Company to be notified to the Commission ..... Waiver of requirements of the rules and the specified provisions

C9

C9

15.

Notices, etc. to be in writing

C9

UNIVERSITY

OF

HONG

LAW

LIEPARY

KONG

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